Nilesh Navlakha
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nilesh Navlakha ( ), a licensed former licensee with CE reference AYI936. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-08 | 2024-09-15 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 4 — Advising on securities | 2021-11-08 | 2024-09-15 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-05 | 2021-11-08 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-05 | 2021-11-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-02 | 2019-01-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2015-12-02 | 2019-01-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 7 — Providing automated trading services | 2015-12-02 | 2019-01-20 |