Cantor Fitzgerald (Hong Kong) Capital Markets Limited
建達(香港)資本市場有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cantor Fitzgerald (Hong Kong) Capital Markets Limited (建達(香港)資本市場有限公司), a Hong Kong-based licensed corporation with CE reference AKO499. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 6 — Advising on corporate finance. Current licensed staff on file: 23 (total recorded over time: 257). Earliest licence on file: 2004-07-15.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Registered address
Suite 3005-08, Man Yee Building, 68 Des Voeux Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2004-07-15 | present |
| Type 2 — Dealing in futures contracts | 2004-07-15 | present |
| Type 4 — Advising on securities | 2009-03-13 | present |
| Type 6 — Advising on corporate finance | 2018-09-04 | present |
| Type 3 — Leveraged foreign exchange trading | 2008-12-30 | 2011-04-21 |
| Type 6 — Advising on corporate finance | 2010-07-22 | 2012-08-15 |
Licensed staff (all-time) (257)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Bradford Ainslie | RO 1, 2 Rep 1, 2 | 2005-01 | 2011-05 |
| Ruso Anai | RO 1, 2, 4, 6 Rep 1, 2, 4 | 2017-05 | 2019-07 |
| Adrian Matthew Aw 胡敬謙 | RO 1, 4, 6 Rep 1, 4, 6 | 2018-08 | 2023-12 |
| Raul Francisco Barroso | RO 4 Rep 4 | 2014-09 | 2016-06 |
| Didier Ben Sadoun | RO 1, 2, 4 Rep 1, 2 | 2010-10 | 2013-06 |
| Jason Jon Boyer | RO 1, 2, 3, 4, 6 | 2004-07 | 2011-05 |
| Chi Hang Chan 陳志恆 | RO 4 Rep 4 | 2011-12 | 2013-01 |
| Chi Kin Chan 陳志堅 | RO 2 Rep 1, 2 | 2011-11 | Present |
| Kin Wah (SFC:AEN763) Chan 陳鍵華 | RO 1, 2 Rep 1, 2, 4 | 2016-08 | 2018-07 |
| Vincent Toi Tung Chan 陳代東 | RO 1, 4 Rep 1 | 2005-07 | Present |
| Saurav Chatterjee | RO 1, 2, 4 Rep 1, 2 | 2012-06 | 2016-02 |
| Alvin Cheng-Hock Chua | RO 1, 6 Rep 1 | 2009-05 | 2011-12 |
| Po-Hua Chuan 全柏樺 | RO 1 Rep 1, 2, 4 | 2016-01 | 2017-08 |
| Gia Trien Litte Chung | RO 1, 4 Rep 1, 2, 4 | 2010-06 | 2024-08 |
| Christophe Louis Jacques Cornaire | RO 1, 2 Rep 1, 2 | 2006-03 | 2011-03 |
| Ranulf David Richard Couldrey | RO 1, 4, 6 Rep 1, 4, 6 | 2018-09 | Present |
| Guillaume Serge Charles Cunnington | RO 2 Rep 1, 2 | 2011-03 | 2012-02 |
| Emilia Falcetti | RO 4 Rep 4 | 2012-11 | 2015-10 |
| David Martin Harrison | RO 1, 2 | 2004-07 | 2006-04 |
| Uwe Henke von Parpart | RO 4 Rep 1 | 2007-11 | 2011-05 |
| William Wai Lun Ip 葉偉倫 | RO 1, 6 Rep 1 | 2010-04 | 2012-02 |
| Kam Fan Kong 江錦帆 | RO 1, 2 Rep 1, 2 | 2006-02 | Present |
| Angelina Agnes Kwan 關蕙 | RO 1, 2, 3, 4, 6 | 2008-11 | 2010-09 |
| Karvan Ka Man Lam 林嘉敏 | RO 1 Rep 1 | 2005-10 | Present |
| Helen Mary Langan | RO 1 Rep 1 | 2005-06 | 2009-02 |
| Dick Tik Man Lee 李迪文 | RO 2 | 2011-06 | 2012-12 |
| Wen Ching Lin 林汶菁 | RO 4 Rep 1, 4 | 2011-11 | Present |
| Yilin Lu 呂禕麟 | RO 1 Rep 1 | 2013-11 | 2015-07 |
| Brett Alexander Mc Gonegal | RO 1 Rep 1 | 2006-12 | 2011-05 |
| Nicolas Jean-Marie Mignot | RO 2 Rep 1, 2 | 2011-08 | 2014-11 |
| Jonathan Colby Nasser | RO 1, 4 Rep 1, 4 | 2011-11 | 2014-10 |
| Neil Adam Nastanski | RO 1, 2 Rep 1, 2, 4 | 2014-02 | 2016-05 |
| Nilesh Navlakha | RO 1, 4 Rep 1, 4 | 2021-07 | 2024-09 |
| Naoshi Nema | RO 4 Rep 4 | 2012-11 | 2018-03 |
| Kevin Edmond Pereira | RO 1 Rep 1, 4 | 2014-09 | 2015-08 |
| Michiel Joep Prompers | RO 1, 4, 6 Rep 1, 4 | 2018-07 | 2022-07 |
| Hidetsugu Sakai 酒井英亞 | RO 1 Rep 1 | 2017-06 | Present |
| Hani Youssef Shalabi | RO 1, 2 Rep 1, 2 | 2020-01 | 2023-01 |
| Kam Man Shiu 邵錦文 | RO 2 | 2011-06 | 2019-12 |
| John William Stephens | RO 4 Rep 1, 4 | 2013-06 | 2013-08 |
| Daniel Adam Suissa | RO 2 Rep 1, 2 | 2011-03 | 2013-03 |
| Ashley Paul Jeffery James Walsh | RO 2 | 2020-08 | 2022-11 |
| Chih Hsiang Wang 王致翔 | RO 4 Rep 4 | 2011-03 | 2012-02 |
| Nigel Owen Watts | RO 1, 2 Rep 1, 2 | 2009-01 | 2013-04 |
| Frederick Chi Nik Wong 黃自力 | RO 1, 4, 6 | 2022-08 | Present |
| Yiu Ming (SFC:ACK380) Wong 黃耀明 | RO 3 Rep 3 | 2010-03 | 2011-03 |
| David Lyall Work | RO 1, 2 | 2004-07 | 2008-07 |
| Anthony Wing Kai Yip 葉永楷 | RO 3 Rep 1, 2, 3 | 2010-03 | 2011-03 |
| Alexandre Gerard Ludovic Artus | Rep 1 | 2013-04 | 2013-11 |
| Stuart Cameron Beavis | Rep 1, 2 | 2011-10 | 2012-08 |
| Jordane Bensmihen | Rep 1, 2 | 2010-03 | 2010-08 |
| Chiraz Berkane Lavaud | Rep 2 | 2020-05 | 2022-11 |
| Manish Berlia | Rep 1, 4, 6 | 2019-05 | 2023-12 |
| Eric Craig Berquist | Rep 1, 2 | 2011-02 | 2013-12 |
| William Carter Brereton | Rep 1, 2 | 2011-05 | 2012-05 |
| Shannon Richard Bridgeford | Rep 1, 2 | 2007-08 | 2010-01 |
| Martyn Roger Brown | Rep 1 | 2005-04 | 2006-09 |
| James Llewellyn Brownell | Rep 1, 2 | 2020-07 | 2021-08 |
| Piers Edward Grainger Buckworth | Rep 1, 4 | 2011-10 | 2011-12 |
| Daniel Christopher Burke | Rep 1, 2 | 2008-12 | 2009-03 |
| Axelle Victoire Butavand | Rep 1, 2 | 2011-05 | 2011-09 |
| Iain Allan Butler | Rep 1, 2 | 2011-04 | 2011-11 |
| Mingzhu Cai 蔡明珠 | Rep 1, 4 | 2025-12 | Present |
| Andre' Lionel Carey | Rep 1, 2 | 2011-10 | 2012-02 |
| Richard Jude Carle | Rep 1, 2 | 2007-06 | 2008-05 |
| Louis Min Cha 車珉 | Rep 1 | 2009-03 | 2010-01 |
| Vaibhav Chadha | Rep 1, 4 | 2019-02 | 2024-02 |
| Jean-Marc Beaugrand Champagne 向君浩 | Rep 1, 2 | 2011-11 | 2012-08 |
| Evelyn Chan 陳睿澄 | Rep 1, 4 | 2024-07 | Present |
| Ho Wai (SFC:BVI774) Chan 陳浩維 | Rep 1, 4 | 2026-01 | Present |
| Kam Kuan Chan | Rep 1 | 2008-08 | 2009-03 |
| Koon Hung Chan 陳冠雄 | Rep 3 | 2010-03 | 2011-03 |
| Susan Shu Fun Chan | Rep 1 | 2009-10 | 2010-06 |
| Sze Chung (SFC:AWS037) Chan 陳思聰 | Rep 3 | 2011-01 | 2011-03 |
| Ioi Tim Chang 曾銳添 | Rep 1 | 2009-05 | 2010-11 |
| Lauren Louise Chapps | Rep 1 | 2012-02 | 2014-12 |
| Chung Yin Cheung 張仲言 | Rep 2 | 2020-05 | 2022-10 |
| Wai Kuen Chik 戚偉權 | Rep 1, 4 | 2016-06 | 2017-03 |
| Cheryl Pi I Chin 秦碧儀 | Rep 1, 2 | 2007-01 | 2009-03 |
| Yunhee Cho 趙胤熙 | Rep 2 | 2021-04 | 2022-11 |
| William Jay Choi | Rep 1, 2 | 2011-06 | 2011-10 |
| Glen Alexander Christie | Rep 1, 2 | 2006-09 | 2009-02 |
| Joel Jens Chu 朱喬立 | Rep 1, 2 | 2013-12 | 2014-11 |
| Caroline Chu Tsang Kwan | Rep 1, 2 | 2008-08 | 2009-03 |
| Brian Conwell | Rep 1, 4, 6 | 2010-07 | 2011-08 |
| Graham Stuart Cottis | Rep 1, 2 | 2009-06 | 2009-09 |
| Duncan Neil Davidson | Rep 1 | 2006-02 | 2015-05 |
| Olivier Marie Stephane de Bourayne | Rep 1, 2 | 2012-02 | 2012-11 |
| Thibault Marc Delrue | Rep 1, 2 | 2006-12 | 2009-10 |
| Keemesh Desai | Rep 1, 2 | 2010-01 | 2024-08 |
| Alexander Edward Dickinson | Rep 1 | 2021-08 | 2022-04 |
| Yuwen Ding 丁煜雯 | Rep 1 | 2008-02 | 2009-03 |
| James Downey | Rep 1, 2 | 2011-12 | 2012-10 |
| Ghazi Faidi | Rep 1, 2 | 2007-09 | 2011-04 |
| Eugene Tomas Feeney | Rep 1, 2 | 2008-03 | 2009-05 |
| Nicolas Flores | Rep 1, 2 | 2010-04 | 2010-07 |
| Cathal Brendan Foley | Rep 1, 2 | 2012-02 | 2013-01 |
| Julien Sebastien Froissart | Rep 1, 2 | 2009-09 | 2011-04 |
| Wilson Kee-Hang Fung 馮紀恆 | Rep 1 | 2010-11 | 2011-09 |
| Marc Francis Andrew Geary | Rep 1, 2 | 2010-08 | 2010-11 |
Showing 1–100 of 257
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