Brett Alexander Mc Gonegal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brett Alexander Mc Gonegal ( ), a licensed former licensee with CE reference AOH375. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-27 | 2016-02-02 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-11 | 2016-02-02 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-03 | 2011-11-11 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-10-03 | 2012-05-18 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 1 — Dealing in securities | 2008-07-16 | 2011-05-30 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-13 | 2008-07-16 |