Yunfeng Financial Markets Limited
雲鋒金融市場有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunfeng Financial Markets Limited (雲鋒金融市場有限公司), a Hong Kong-based licensed corporation with CE reference AAB499. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 34 (total recorded over time: 250).
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Rooms 1803 -1806, YF Life Centre, 38 Gloucester Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 6 — Advising on corporate finance | present | 2023-10-16 |
| Type 7 — Providing automated trading services | present | 2012-11-09 |
Licensed staff (all-time) (250)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Bradford Ainslie | RO 1 Rep 1, 6 | 2011-10 | 2015-06 |
| Jason Jon Boyer | RO 1, 4, 6 Rep 1, 4, 6 | 2011-10 | 2015-04 |
| Hua Cai 蔡華 | RO 4, 9 Rep 1, 4, 9 | 2016-08 | 2019-09 |
| Kwok Keung Chan 陳國強 | RO 1, 4, 6, 7, 9 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-07 |
| Philip Chi Leung Chan 陳子樑 | RO 1 Rep 1 | 2017-03 | 2017-06 |
| Po Kam Chan 陳寶琴 | RO 6 | 2010-12 | 2012-04 |
| Junhui Chen 陳俊輝 | RO 4, 9 | 2025-04 | Present |
| Lei (SFC:BSW328) Chen 陳磊 | RO 1, 4 | 2024-10 | Present |
| Chi Ho (SFC:AOV370) Cheng 鄭志豪 | RO 1, 9 Rep 1, 4, 9 | 2019-01 | 2022-02 |
| Stephen Lai Hung Cheng 鄭禮鴻 | RO 1, 7 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-02 |
| Yingxue Fang 方映雪 | RO 1, 4, 9 Rep 1, 6 | 2020-10 | Present |
| Wai Yin Fu 傅惠賢 | RO 1 Rep 9 | 2022-07 | Present |
| Ariana Jiasui Gao 高嘉穗 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-07 | 2025-03 |
| Steve Wai Cheung Ha 夏偉祥 | RO 1 Rep 1 | 2013-04 | 2017-01 |
| Itamar Har-Even | RO 6 Rep 1, 4, 6 | 2011-11 | 2015-04 |
| Uwe Henke von Parpart | RO 1, 4 Rep 1, 4 | 2011-09 | 2016-03 |
| Kwong Ngai Hung 洪岡藝 | RO 1 Rep 1 | 2014-07 | 2017-01 |
| Ling Fai Hung 孔令輝 | RO 6 Rep 1, 6 | 2011-10 | 2018-06 |
| Yun Jing 井芸 | RO 1, 4, 6 Rep 1, 4, 6 | 2018-07 | 2019-10 |
| Michael Eric Joseph | RO 9 Rep 1, 6, 9 | 2012-02 | 2015-04 |
| Peter Kwing Chang Koh 許宏昌 | RO 1, 4, 7 | 2008-11 | 2010-10 |
| Sanqi Ku 庫三七 | RO 1, 4, 6, 9 Rep 1, 4, 9 | 2019-09 | 2024-05 |
| Angelina Agnes Kwan 關蕙 | RO 1, 4, 6 | 2010-09 | 2013-01 |
| Wing Hang Kwan 關榮亨 | RO 4 Rep 4 | 2012-10 | 2017-06 |
| Tsz Chun (SFC:BBQ049) Lam 林子俊 | RO 1, 4 Rep 1, 4 | 2017-07 | 2017-12 |
| Ting (SFC:AOX306) Li 李婷 | RO 1, 4, 6, 9 | 2015-12 | 2020-01 |
| Yuan (SFC:AUN720) Li 李瑗 | RO 1, 4, 9 Rep 1, 4, 9 | 2016-05 | 2019-01 |
| Hanghang Liu 劉行行 | RO 1 Rep 1 | 2018-01 | Present |
| Shaojie Liu 劉少杰 | RO 4 Rep 4, 9 | 2020-08 | 2022-05 |
| Shihuijun Liu 劉詩卉君 | RO 6 Rep 1, 6 | 2021-08 | 2022-06 |
| Chun Wai Lock 駱俊瑋 | RO 1 Rep 1 | 2021-04 | Present |
| Norman C. Lowe 勞樹源 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2004-03 |
| Wai Yip Luk 陸偉業 | RO 1, 6 Rep 1, 6 | 2014-06 | 2019-01 |
| Wenhui (SFC:BMR908) Ma 馬文慧 | RO 4, 9 Rep 4, 9 | 2018-04 | 2020-06 |
| John Martin Maguire | RO 1, 6 Rep 1, 6 | 2011-10 | 2018-04 |
| Yin Ping Mak 麥賢平 | RO 6 Rep 1, 6 | 2011-10 | 2018-11 |
| Brett Alexander Mc Gonegal | RO 1 Rep 1, 6 | 2011-10 | 2016-02 |
| Shan Yung Ng 吳燦榕 | RO 6 Rep 1, 6 | 2018-12 | 2022-03 |
| Tsz Ming Ng 吳子明 | RO 1 Rep 4 | 2025-03 | Present |
| Yin Tsang Ng 吳彥錚 | RO 1, 7 | Pre-2003 | 2003-08 |
| Li Qin 秦莉 | RO 1, 4, 9 Rep 1, 9 | 2018-01 | 2021-03 |
| Chi Ying Shek 石志瑩 | RO 1 Rep 1, 9 | 2023-11 | Present |
| Kai Man Sun 孫啟文 | RO 1, 4 Rep 1 | 2019-11 | 2023-08 |
| Winston Sze-To 司徒治權 | RO 1, 4, 7, 9 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2017-01 |
| Cheuk Fu Jeffery Tong 湯卓夫 | RO 4 Rep 1, 4, 9 | 2017-10 | 2021-01 |
| Kan Fat Tze 謝勤發 | RO 1, 6 Rep 1, 6 | 2011-12 | 2018-02 |
| Chih Hsiang Wang 王致翔 | RO 4 Rep 4 | 2012-03 | 2016-09 |
| Jiyu Wang 王驥宇 | RO 1 Rep 1 | 2016-08 | 2018-09 |
| Xiaofan Wang 王曉帆 | RO 1 Rep 4 | 2016-12 | 2019-12 |
| David John Welch Jr | RO 1 Rep 1 | 2012-12 | 2016-02 |
| Sor Ying Wong 王疏影 | RO 1, 4 Rep 1, 4, 9 | 2016-03 | 2018-11 |
| Yin Hing Wong 黃賢興 | RO 1, 4 Rep 1, 4, 9 | 2021-09 | 2025-07 |
| Xu (SFC:AVL306) Xu 許煦 | RO 1 Rep 1, 4 | 2016-11 | 2019-12 |
| Charlotte Sau Fan Yen 任秀芬 | RO 1, 6 Rep 1, 6 | 2011-11 | 2019-01 |
| Ho Chuen Yick 易浩泉 | RO 1 | 2016-11 | 2019-11 |
| Ha Yee Yip 葉夏儀 | RO 1, 7 | 2003-10 | 2005-08 |
| Junqi Fred Zhang 張鈞淇 | RO 1, 4, 6, 7, 9 Rep 1, 4, 6, 9 | 2008-06 | 2012-05 |
| Daochuan Zhou 周道傳 | RO 4, 9 | 2017-01 | 2018-06 |
| Yali (SFC:BKY115) Zhu 朱亞莉 | RO 1 Rep 1, 4, 9 | 2017-09 | 2019-08 |
| Man Ao 敖曼 | Rep 1, 4 | 2017-05 | 2018-03 |
| Doris Au Yeung | Rep 1 | 2014-10 | 2015-09 |
| Huizi Bai 白惠子 | Rep 1 | 2017-12 | 2019-05 |
| Jie (SFC:BAF088) Bai 白洁 | Rep 1 | 2018-10 | 2019-03 |
| Lena Sui Lyn Ban | Rep 6 | 2011-11 | 2018-08 |
| Jiayi Bao 包佳囈 | Rep 1 | 2026-05 | Present |
| Xianwei Bao 鮑賢瑋 | Rep 1 | 2025-07 | Present |
| Martyn Roger Brown | Rep 1 | 2012-04 | 2014-05 |
| Danyun Cai 蔡丹云 | Rep 1 | 2019-02 | 2020-03 |
| Max Anthony Capace | Rep 1, 6 | 2014-09 | 2016-07 |
| Cheuk Wing (SFC:BBU902) Chan 陳卓榮 | Rep 1, 4, 6, 9 | 2015-09 | 2020-09 |
| Derrick Chan 陳是誠 | Rep 1, 4, 9 | 2017-08 | 2018-06 |
| June Tung Hung Chan 陳東紅 | Rep 1 | 2024-11 | 2026-02 |
| Kin Wai Philip Chan 陳健威 | Rep 1, 4 | 2023-07 | 2025-09 |
| Kitty Kit Yee Chan 陳潔儀 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-02 |
| Lee Man Chan 陳莉敏 | Rep 1 | 2019-08 | 2022-04 |
| Samuel Ting Fung Chan 陳霆峰 | Rep 4 | 2012-03 | 2013-05 |
| Sung Wai Chan 陳崇煒 | Rep 1, 7 | 2009-04 | 2012-04 |
| Tat Hong Chan 陳達康 | Rep 1 | 2020-09 | 2020-11 |
| Wai Ming (SFC:ABY549) Chan 陳偉明 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2007-08 |
| Wilson Wai Kwok Chan 陳緯國 | Rep 1 | 2023-11 | 2024-05 |
| Fong Peng Chang 曾鳳屏 | Rep 1 | 2023-04 | Present |
| Huizhu Chen 陳薈竹 | Rep 4, 9 | 2018-05 | 2019-04 |
| Wai Lee Chen 陳偉利 | Rep 1 | 2019-05 | 2022-07 |
| Wuyou Chen 陳无懮 | Rep 1 | 2020-12 | 2021-01 |
| Ho Ming Cheng 鄭浩明 | Rep 1 | 2016-12 | 2017-03 |
| Hok Kan Cheng 鄭學勤 | Rep 1 | 2018-03 | 2019-03 |
| Man Wai Cheng 鄭文慧 | Rep 1 | 2021-06 | 2022-04 |
| Wei Chi Edlyn Cheng 鄭慧慈 | Rep 1, 4, 9 | 2020-08 | 2022-07 |
| Fung Cheung Cheung 張鳳翔 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-10 |
| Yiu Chiu Cheung 張耀超 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2009-05 |
| Man Yi Chin 錢敏怡 | Rep 1, 4 | 2017-03 | 2018-06 |
| Kenneth Chi Kam Chiu 趙嗣淦 | Rep 1 | 2023-05 | 2023-12 |
| Kai Man Cho 曹繼文 | Rep 1 | 2018-08 | 2020-08 |
| Emily Kwun-Yue Chow 周琨如 | Rep 1, 6 | 2015-09 | 2018-01 |
| Fuk Wai Chow 周福慧 | Rep 6 | 2011-10 | 2015-09 |
| Kwok Hong Chow 周國康 | Rep 1 | 2023-10 | Present |
| Sze Wai Choy 蔡思慧 | Rep 1 | 2017-09 | 2017-10 |
| Mei Fong Chu 朱美芳 | Rep 1 | 2019-11 | 2021-09 |
| Lap Pan Chui 徐立斌 | Rep 1, 4, 9 | 2016-07 | 2018-06 |
| Xinyuan Cui 崔馨元 | Rep 1, 6 | 2015-10 | 2019-09 |
Showing 1–100 of 250
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 3 shared activity types · 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 3 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 3 shared activity types · 瑞穗證券亞洲有限公司