Man Wai Cheng
鄭文慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Wai Cheng (鄭文慧), a licensed Representative with CE reference AZO361. Currently licensed at 2 firm(s): Huaan Securities (Hong Kong) Brokerage Limited, Huaan Securities (Hong Kong) Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-25 | present |
| Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-05-25 | present |
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-25 | present |
| Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-05-25 | present |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-11 | 2022-04-04 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-11 | 2022-04-04 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-17 | 2021-06-01 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-06-17 | 2021-06-01 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-11 | 2020-06-01 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-01-11 | 2020-06-01 |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2013-08-09 | 2017-09-13 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-07 | 2018-11-03 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-07 | 2018-11-03 |