CIS Securities Asset Management Limited
順安證券資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CIS Securities Asset Management Limited (順安證券資產管理有限公司), a Hong Kong-based licensed corporation with CE reference API164. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 17 (total recorded over time: 220). Earliest licence on file: 2007-12-07.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Registered address
21/F, Centre Point, 181-185 Gloucester Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-12-07 | present |
| Type 2 — Dealing in futures contracts | 2008-12-24 | present |
| Type 4 — Advising on securities | 2008-12-24 | present |
| Type 9 — Asset management | 2013-01-11 | present |
Licensed staff (all-time) (220)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi Keung (SFC:AFR786) Chan 陳志強 | RO 1, 2, 4, 9 Rep 1, 2, 4 | 2009-06 | 2017-11 |
| Ernest Tsz Kin Chan 陳子建 | RO 1, 4, 9 Rep 1, 4, 9 | 2023-03 | Present |
| Hoi Fung Cheung 張凱豐 | RO 1, 2 Rep 1, 2, 9 | 2020-11 | 2024-04 |
| Wai Leung (SFC:ANX192) Chu 朱偉良 | RO 1, 2, 4, 9 Rep 1, 2, 4, 9 | 2013-09 | 2025-02 |
| Alan Ho Wai Chung 鍾浩為 | RO 1, 2, 4, 9 Rep 1, 2, 4, 9 | 2017-04 | Present |
| Zhiying Fang 方芝穎 | RO 1, 2, 4 Rep 1, 2, 9 | 2017-10 | 2021-06 |
| Raymond Wai Lok Fong 方偉諾 | RO 1, 2, 4 Rep 9 | 2012-01 | 2016-12 |
| Cheuk Ming Ho 何卓鳴 | RO 1, 2 Rep 1, 2, 4, 9 | 2022-06 | Present |
| Tai Yan Lai 黎大恩 | RO 1, 2, 4, 9 Rep 1, 4, 9 | 2015-12 | 2018-08 |
| Simon Shek Yuen Lau 劉錫源 | RO 1, 2, 4, 9 Rep 2, 9 | 2007-12 | 2016-05 |
| May Ling Law 羅美玲 | RO 1, 4 Rep 1, 2, 4, 9 | 2018-09 | Present |
| Chi Yeung Lum 林智洋 | RO 1, 2, 4, 9 Rep 1, 2, 9 | 2009-05 | 2018-09 |
| Ka Sing Mak 麥嘉聲 | RO 2 Rep 1, 4 | 2008-12 | 2012-05 |
| Kwong Yiu Mak 麥光耀 | RO 1, 4 Rep 9 | 2011-11 | 2017-08 |
| Eric Ka Wai Ng 吳家煒 | RO 9 | 2013-01 | 2014-02 |
| Kwok Keung Ng 吳國強 | RO 1, 4 | 2010-10 | 2011-02 |
| Kwok Keung So 蘇國強 | RO 1, 2, 4, 9 Rep 9 | 2007-12 | 2016-12 |
| Kim Fai Tam 談儉輝 | RO 1, 2, 4, 9 Rep 1, 2, 4, 9 | 2019-01 | 2019-05 |
| Bonnie Ka Wai Wong 黃嘉慧 | RO 1 Rep 1 | 2008-03 | 2017-01 |
| Man Sek Wong 黃敏碩 | RO 4, 9 Rep 1, 2, 4 | 2009-06 | 2015-03 |
| Yuk Hang Au Yeung 歐陽煜恆 | Rep 1, 2, 4 | 2010-09 | 2021-05 |
| Huaiyao Cai 蔡懷瑶 | Rep 1 | 2022-04 | 2024-04 |
| Chun Sang Chan 陳俊燊 | Rep 1, 2 | 2015-06 | 2020-03 |
| Fong Hei Chan 陳方曦 | Rep 1 | 2011-01 | 2014-06 |
| Lam Kai Chan 陳霖佳 | Rep 1 | 2011-01 | 2012-04 |
| Man Fung (SFC:BHC780) Chan 陳文鋒 | Rep 1, 2, 4, 9 | 2016-03 | 2016-10 |
| Sau Kuen (SFC:BFK555) Chan 陳秀娟 | Rep 1 | 2016-06 | 2023-12 |
| Siu Wing (SFC:AWW339) Chan 陳兆榮 | Rep 1, 2 | 2020-07 | 2020-09 |
| Yin Luen Chan 陳彥燐 | Rep 1 | 2016-03 | 2016-05 |
| Hung Chang 張紅 | Rep 1 | 2012-09 | 2014-06 |
| Nga Wai Chang 張雅惠 | Rep 1 | 2019-05 | 2020-11 |
| Hon Sum Chau 周漢森 | Rep 1 | 2010-11 | 2011-06 |
| Chung Theng Cheah 謝松廷 | Rep 1 | 2012-07 | 2014-06 |
| Geoffrey Tse Wei Chen 陳智維 | Rep 1 | 2011-01 | 2011-08 |
| Yiu Kwok Chen 陳耀國 | Rep 1, 2, 4, 9 | 2016-07 | 2022-11 |
| Man Hin Cheng 鄭文軒 | Rep 1 | 2016-04 | 2023-04 |
| Man Wai Cheng 鄭文慧 | Rep 1, 2 | 2019-01 | 2020-06 |
| Man Wai (SFC:APV050) Cheng 鄭文偉 | Rep 1, 2 | 2009-12 | 2010-05 |
| Shun Man Cheng 鄭淳文 | Rep 1, 2 | 2009-10 | 2011-04 |
| Tsz King Cheng 鄭子勁 | Rep 1, 2 | 2010-05 | 2010-11 |
| Cecilia Ka Tsai Cheung 張嘉齊 | Rep 1 | 2012-07 | 2016-09 |
| Ching Fung Cheung 張青楓 | Rep 1 | 2012-10 | 2014-06 |
| Lee Cheung 張莉 | Rep 1 | 2011-01 | 2014-06 |
| Ming May Cheung 張明媚 | Rep 1 | 2013-01 | 2014-06 |
| Yun Tim Cheung 張潤添 | Rep 1, 2 | 2011-12 | 2019-04 |
| Tak Kei Ching 程德基 | Rep 1, 2 | 2015-01 | 2015-04 |
| Jackie Yau Chun Chiu 趙右焌 | Rep 1 | 2009-12 | 2010-12 |
| Chun Ming Choi 蔡進明 | Rep 1 | 2013-09 | 2014-06 |
| Heung Shing Frederick Choi 蔡向成 | Rep 1, 2, 4, 9 | 2010-09 | 2014-08 |
| Hei Man Chow 周起民 | Rep 1, 2, 4, 9 | 2017-03 | 2021-08 |
| Ho Wai Chow 周可維 | Rep 1 | 2011-01 | 2012-01 |
| Sze Ho Chow 周思豪 | Rep 1 | 2022-06 | 2022-12 |
| John Kin Fun Chu 朱建勳 | Rep 9 | 2017-03 | 2017-04 |
| Oi Shan Chu 朱愛珊 | Rep 1 | 2020-05 | 2021-07 |
| Sze Nga Chu 朱思雅 | Rep 1 | 2019-05 | 2020-06 |
| Kar Kin Dou 屠嘉鍵 | Rep 1 | 2011-05 | 2014-06 |
| Kit Ying Fan 樊潔瑩 | Rep 1 | 2019-02 | 2019-12 |
| Yuen Yi Fan 范婉儀 | Rep 1 | 2011-01 | 2014-06 |
| Xian Fang 方嫻 | Rep 1 | 2024-03 | 2024-10 |
| Ming (SFC:BCJ028) Fu 富茗 | Rep 1 | 2017-05 | 2018-04 |
| Wai Yin Fu 傅惠賢 | Rep 1 | 2011-01 | 2014-06 |
| Jiguang Han 韓繼光 | Rep 1 | 2017-01 | 2019-06 |
| Xiangpei He 何香培 | Rep 1 | 2017-08 | 2022-04 |
| Cheong Yuen Ho 何昌遠 | Rep 1, 2 | 2020-08 | 2022-06 |
| Dorian Kam Po Ho 何鑑波 | Rep 1, 2 | 2009-08 | 2011-01 |
| Hanson Hin Sing Ho 何顯聲 | Rep 1, 2 | 2011-03 | 2011-11 |
| Jennifer Siu Yan Ho 何紹茵 | Rep 1, 2 | 2014-11 | 2016-09 |
| Lai Man (SFC:BJF252) Ho 何禮文 | Rep 1 | 2017-03 | 2018-08 |
| Ming Lap Ho 何名立 | Rep 1, 2 | 2012-05 | 2012-06 |
| Wing Yan (SFC:AMK293) Ho 何榮恩 | Rep 1 | 2011-01 | 2014-06 |
| Kelvin Hong 洪烯煌 | Rep 1, 2 | 2014-02 | 2014-04 |
| Yanni Hou 侯燕妮 | Rep 1 | 2017-09 | 2019-05 |
| Cheng-I Hsu 徐正一 | Rep 1, 2, 9 | 2009-03 | 2018-10 |
| Ngon Ping Huang 黃岸平 | Rep 1, 2 | 2010-10 | 2011-07 |
| Ka Yan (SFC:AOL522) Hui 許嘉茵 | Rep 1 | 2014-02 | 2014-06 |
| Kam Hon Hui 許金漢 | Rep 1 | 2012-06 | 2014-06 |
| Patrick Chung Ho Hui 許忠豪 | Rep 1 | 2011-01 | 2014-06 |
| Wing Kee Hui 許詠淇 | Rep 1 | 2020-08 | 2021-04 |
| William Hung 洪國晉 | Rep 1, 2 | 2012-04 | 2014-05 |
| Mei Shun Ip 葉美順 | Rep 1 | 2011-01 | 2011-03 |
| Ming Kin Ip 葉明堅 | Rep 1 | 2011-01 | 2014-06 |
| Pak Kwan Ip 葉柏坤 | Rep 1 | 2012-11 | 2013-07 |
| Chun Lok Ko 高俊樂 | Rep 1 | 2011-01 | 2012-04 |
| Hon Yeung Ko 高漢洋 | Rep 1 | 2011-01 | 2011-09 |
| Wai Wa Kong 鄺偉華 | Rep 1, 2, 4, 9 | 2015-09 | 2020-05 |
| Tat Wai Ku 古達威 | Rep 1 | 2019-02 | 2021-11 |
| Pui Chu Kuo 郭培曙 | Rep 1, 2 | 2021-05 | 2021-06 |
| Kiu Fung Kwan 關翹峰 | Rep 1, 2 | 2012-06 | 2017-06 |
| Pak Kuen Kwok 郭柏權 | Rep 1 | 2017-02 | 2023-03 |
| Thomas Yuk Lun Kwok 郭玉麟 | Rep 1, 4 | 2016-08 | 2018-03 |
| Yu Hin Kwok 郭宇軒 | Rep 1 | 2012-07 | 2014-06 |
| Ka Wing Lai 黎家穎 | Rep 1 | 2011-01 | 2014-06 |
| Wai Yee Lai 黎惠怡 | Rep 1 | 2011-01 | 2014-06 |
| Chak Wai Lam 林澤瑋 | Rep 1 | 2011-01 | 2014-06 |
| Cheuk Ming Lam 林卓銘 | Rep 1, 2, 4 | 2016-03 | 2016-10 |
| Chi Wai (SFC:AKX862) Lam 林智偉 | Rep 1, 2, 4 | 2012-01 | 2012-05 |
| Felix Siu Cham Lam 林兆湛 | Rep 1 | 2012-06 | 2014-06 |
| Jacky Ying Wai Lam 林英偉 | Rep 1 | 2011-01 | 2011-08 |
| Sin Tak Lam 林先德 | Rep 1 | 2011-01 | 2012-04 |
| Hong Fat Lao 劉康發 | Rep 1, 2 | 2013-05 | 2014-05 |
Showing 1–100 of 220
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