Cheuk Ming Lam
林卓銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Ming Lam (林卓銘), a licensed Responsible Officer with CE reference BCU804. Currently licensed at 1 firm(s): CANTON MUTUAL FINANCIAL LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 30.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CANTON MUTUAL FINANCIAL LIMITED 誠港金融股份有限公司 |
RO | Type 1 — Dealing in securities | 2025-02-11 | present |
| CANTON MUTUAL FINANCIAL LIMITED 誠港金融股份有限公司 |
RO | Type 4 — Advising on securities | 2025-02-11 | present |
| CANTON MUTUAL FINANCIAL LIMITED 誠港金融股份有限公司 |
Rep | Type 9 — Asset management | 2025-02-04 | present |
| CANTON MUTUAL FINANCIAL LIMITED 誠港金融股份有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-04 | 2025-02-11 |
| CANTON MUTUAL FINANCIAL LIMITED 誠港金融股份有限公司 |
Rep | Type 4 — Advising on securities | 2025-02-04 | 2025-02-11 |
| Tung Yat Securities Limited 同一證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-02-26 | 2025-01-14 |
| Tung Yat Securities Limited 同一證券有限公司 |
RO | Type 4 — Advising on securities | 2024-02-26 | 2025-01-14 |
| Tung Yat Securities Limited 同一證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-19 | 2024-02-26 |
| Tung Yat Securities Limited 同一證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-19 | 2024-02-26 |
| Tung Yat Securities Limited 同一證券有限公司 |
Rep | Type 9 — Asset management | 2024-02-19 | 2025-01-14 |
| Wealth Management Cube Limited 富方投資平台有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-29 | 2022-02-06 |
| iTrade Securities Investment Limited 美信證券投資有限公司 |
RO | Type 4 — Advising on securities | 2020-12-15 | 2021-06-18 |
| iTrade Securities Investment Limited 美信證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-06 | 2021-06-18 |
| iTrade Securities Investment Limited 美信證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-10 | 2018-07-06 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-08 | 2016-10-11 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-03-08 | 2016-10-11 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-08 | 2016-10-11 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-11 | 2015-11-26 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-11 | 2015-11-26 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-11 | 2015-11-26 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-11 | 2015-11-26 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-04 | 2015-03-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-04 | 2015-03-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-04 | 2015-03-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-11-04 | 2015-03-01 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-08 | 2014-09-23 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-08 | 2014-09-23 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-08-08 | 2014-09-23 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-08-08 | 2014-09-23 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-26 | 2014-09-23 |