Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Core Pacific-Yamaichi Securities (H.K.) Limited (京華山一證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ABH177. Current licensed staff on file: 0 (total recorded over time: 708).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2016-06-30 |
| Type 4 — Advising on securities | present | 2004-10-25 |
| Type 6 — Advising on corporate finance | present | 2004-10-25 |
| Type 7 — Providing automated trading services | present | 2004-10-25 |
| Type 9 — Asset management | present | 2004-10-25 |
Licensed staff (all-time) (708)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Freda Chui Yin Chan 陳翠妍 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Ying Chang 張瀛 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Richard Chi-Sheng Chen 陳其盛 | RO 1 Rep 1 | 2012-03 | 2016-06 |
| Joanna Lai Wa Chu 朱麗華 | RO 1, 4, 6, 7, 9 Rep 1 | Pre-2003 | 2004-08 |
| Kuan Hsun Chu 朱光勳 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2004-05 |
| Kun-Jung Chuang 莊坤榮 | RO 1 | 2009-11 | 2013-07 |
| Chi Cheung Ho 何志昌 | RO 1, 4, 6, 7, 9 Rep 1 | Pre-2003 | 2016-06 |
| Vincent Wai Chuen Ho 何偉川 | RO 1 Rep 1 | 2013-08 | 2016-06 |
| Manabu Kitahara | RO 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Zhuotang Liang 梁卓棠 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2013-02 |
| Ko Ming Lin 林克銘 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2004-11 |
| Ta-Pei Liu 劉大貝 | RO 1 | 2005-05 | 2010-03 |
| Chris Tsz On Lo 盧子安 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2014-01 |
| Kim Wa Mok 莫劍華 | RO 1 Rep 1 | 2013-09 | 2014-07 |
| Kuo Ruei Ou Yang 歐陽國瑞 | RO 1 Rep 1 | 2013-05 | 2014-03 |
| Ching Hua Sung 宋清華 | RO 1 Rep 1 | 2013-03 | 2016-06 |
| Ronny Kwan Hui Tang 鄧君栩 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Atak Chung Tak Yau 邱重德 | RO 1 | 2014-05 | 2016-06 |
| Garry Wing Lok Yu 余永祿 | RO 1 Rep 1 | 2013-09 | 2015-08 |
| Jonathan Wai Wing Au 區偉榮 | Rep 1 | 2008-10 | 2009-06 |
| Kai Yuen Au 區啟源 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2005-07 |
| Kit Har Au 區潔霞 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Yip Shing Au 區業誠 | Rep 1 | 2012-04 | 2012-11 |
| Yiu Cheung Au 區耀祥 | Rep 1 | 2003-12 | 2005-01 |
| Nasser Bellahcene | Rep 1 | 2015-09 | 2016-06 |
| Dudu Cao 曹篤篤 | Rep 1 | 2007-08 | 2009-02 |
| Kam Hong Chak 翟錦康 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Siu Lun Chak 翟兆麟 | Rep 1 | 2007-11 | 2008-05 |
| Wai Wing Chak 翟偉榮 | Rep 1 | 2005-03 | 2005-09 |
| Tsz Chiu Cham 湛子超 | Rep 1 | 2016-03 | 2016-06 |
| Jean-Marc Beaugrand Champagne 向君浩 | Rep 1 | 2004-04 | 2004-10 |
| Alan Ngai Lun Chan 陳倪麟 | Rep 1 | 2008-10 | 2012-08 |
| Belle Chan 陳蓓蕾 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-10 |
| Bertram Chan 陳步青 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Catherine Nga Sze Chan 陳雅詩 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-05 |
| Cedric Ka Lun Chan 陳嘉麟 | Rep 1 | 2014-05 | 2016-06 |
| Chak Fai Chan 陳澤輝 | Rep 1 | 2012-09 | 2016-06 |
| Cheung Wo Chan 陳祥和 | Rep 1 | 2013-01 | 2013-03 |
| Chi Hing Chan 陳志興 | Rep 1 | 2009-01 | 2009-02 |
| Chi Ho (SFC:AFR527) Chan 陳志豪 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2012-10 |
| Chi Keung (SFC:AGC174) Chan 陳志強 | Rep 1 | 2009-02 | 2009-10 |
| Chi Sum (SFC:AMX142) Chan 陳志森 | Rep 1 | 2012-08 | 2012-08 |
| Chi Tao Chan 陳志滔 | Rep 1 | 2014-11 | 2016-06 |
| Chi Wai (SFC:AAC109) Chan 陳志偉 | Rep 1 | 2010-12 | 2011-07 |
| Chi Wing (SFC:AVH087) Chan 陳志榮 | Rep 1 | 2010-06 | 2016-06 |
| Ching Yan Chan 陳靜欣 | Rep 1 | 2006-01 | 2007-03 |
| Chiu Yat Chan 陳超逸 | Rep 1 | 2010-03 | 2010-07 |
| Eric Sze Wei Chan 陳思維 | Rep 1 | 2012-06 | 2013-08 |
| Ho Lam Chan 陳浩林 | Rep 1 | 2011-10 | 2012-04 |
| Hoi Wai Chan 陳海威 | Rep 1 | 2005-05 | 2006-09 |
| Hon Lee Chan 陳漢利 | Rep 1 | 2009-02 | 2010-01 |
| Iris Mun Kuen Chan 陳敏娟 | Rep 1 | 2008-06 | 2012-04 |
| Joseph Kai Sun Chan 陳佳申 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2012-05 |
| Joyce Chan 陳靜恩 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-05 |
| Ka Yip Chan 陳家業 | Rep 1 | 2012-12 | 2014-06 |
| Kai Wa Chan 陳啟華 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2015-12 |
| Kam Chi Chan 陳錦賜 | Rep 1 | 2009-12 | 2011-01 |
| Kam Wah (SFC:AAD805) Chan 陳錦華 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-05 |
| Kar Shun Chan 陳家信 | Rep 1 | 2009-03 | 2009-10 |
| Keung Kwok Chan 陳強國 | Rep 1 | 2010-07 | 2016-06 |
| Kong (SFC:ASO692) Chan 陳崗 | Rep 1 | 2009-03 | 2011-01 |
| Kwok Keung (SFC:AND460) Chan 陳國強 | Rep 1 | 2009-01 | 2014-06 |
| Lai Ngor Chan 陳麗娥 | Rep 1 | 2005-02 | 2007-07 |
| Lai Wan Chan 陳麗雲 | Rep 1 | 2012-07 | 2016-06 |
| Leong Chuen Chan 陳亮川 | Rep 1 | 2012-03 | 2016-06 |
| Lo Ming Chan 陳路明 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-01 |
| Lui Chan 陳磊 | Rep 1 | 2011-09 | 2011-11 |
| Man Long Chan 陳文朗 | Rep 1 | 2010-08 | 2014-02 |
| Man Yu (SFC:AGL891) Chan 陳文宇 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2009-08 |
| Ngai Fung Chan 陳毅鋒 | Rep 1 | 2006-07 | 2016-06 |
| Raphael Man Li Chan 陳萬里 | Rep 1 | 2014-09 | 2016-06 |
| Sai Hei Chan 陳世喜 | Rep 1 | 2014-01 | 2016-05 |
| Sau Him Chan 陳守謙 | Rep 1 | 2011-09 | 2012-04 |
| Sheung Chan 陳湘 | Rep 1 | 2015-06 | 2015-07 |
| Sing Yue Chan 陳承宇 | Rep 1 | 2008-11 | 2009-06 |
| Tak Shing Chan 陳德成 | Rep 1 | 2009-08 | 2010-07 |
| Tor Chan 陳舵 | Rep 1 | 2006-04 | 2016-06 |
| Wah Lee Chan 陳華利 | Rep 1 | 2010-12 | 2015-12 |
| Wai Chi Chan 陳偉智 | Rep 1 | 2011-05 | 2015-03 |
| Wai Ho (SFC:AUD980) Chan 陳緯豪 | Rep 1 | 2009-11 | 2012-04 |
| Wai Leuk Chan 陳偉略 | Rep 1 | 2015-05 | 2016-06 |
| Wing Shan Flora Chan 陳詠珊 | Rep 1 | 2010-10 | 2011-09 |
| Wing Sum (SFC:ASY722) Chan 陳永森 | Rep 1 | 2013-08 | 2016-06 |
| Woon Wai Chan 陳煥威 | Rep 1 | 2008-09 | 2016-06 |
| Xonex Yau Chuen Chan 陳佑全 | Rep 1 | 2009-12 | 2010-05 |
| Yee Han Chan 陳綺嫻 | Rep 1 | 2006-06 | 2006-07 |
| Yick Ki Chan 陳億旗 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2006-03 |
| Yiu Lun Chan 陳耀麟 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Yu Yin Chan 陳宇賢 | Rep 1 | 2010-01 | 2016-06 |
| Chyi Chang 張奇 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Jui-Jen Chang 張瑞仁 | Rep 1 | 2013-10 | 2014-10 |
| Kwok Ho Chang 張國豪 | Rep 1 | 2012-07 | 2012-11 |
| Kang Chuen Charn 湛鏡泉 | Rep 1 | 2015-09 | 2016-01 |
| Kin Kei Chau 周建基 | Rep 1 | 2010-06 | 2013-01 |
| Shun To Chau 周頌滔 | Rep 1 | 2013-02 | 2015-03 |
| Siu Fung Chau 周紹鳳 | Rep 1 | 2010-08 | 2013-04 |
| Suk Han Chau 周淑嫻 | Rep 1 | 2015-07 | 2016-06 |
| Chih-Ching Chen 陳志清 | Rep 1 | 2007-12 | 2009-06 |
| Kam Yin Chen 陳錦賢 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Chak Nam Cheng 鄭澤南 | Rep 1 | 2009-12 | 2014-03 |
Showing 1–100 of 708