Kuo Ruei Ou Yang
歐陽國瑞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuo Ruei Ou Yang (歐陽國瑞), a licensed former licensee with CE reference AMS396. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-17 | 2021-02-23 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-03 | 2021-02-23 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-07-03 | 2021-02-23 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 9 — Asset management | 2017-07-03 | 2021-02-23 |
| Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 |
RO | Type 9 — Asset management | 2013-12-17 | 2014-03-13 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-06-04 | 2014-03-13 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-06-04 | 2014-03-13 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-06-04 | 2014-03-13 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-23 | 2013-06-04 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-23 | 2013-06-04 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-23 | 2013-06-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2012-03-12 | 2012-12-07 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 4 — Advising on securities | 2010-10-27 | 2012-12-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-30 | 2012-12-07 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-30 | 2012-12-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-17 | 2010-07-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-17 | 2012-03-12 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
RO | Type 9 — Asset management | 2010-03-17 | 2012-12-07 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 9 — Asset management | 2009-05-15 | 2010-04-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-06 | 2010-07-30 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-06 | 2010-10-27 |
| Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-07-25 | 2008-10-13 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-29 | 2008-05-28 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-05 | 2007-09-08 |