KGI Asia Limited
凱基證券亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for KGI Asia Limited (凱基證券亞洲有限公司), a Hong Kong-based licensed corporation with CE reference BKJ214. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 431 (total recorded over time: 2043). Earliest licence on file: 2017-10-03.
Registered address
41/F, Central Plaza, 18 Harbour Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2017-10-03 | present |
| Type 4 — Advising on securities | 2017-10-03 | present |
Licensed staff (all-time) (2043)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Stuart Charles Baker | RO 1 Rep 1 | 2012-03 | 2019-02 |
| Mark Hin Geung Chan 陳献章 | RO 1, 4 Rep 1, 4 | 2015-02 | Present |
| Ming Fai Chan 陳明輝 | RO 1, 4, 6, 9 | Pre-2003 | 2003-09 |
| George Tak Yin Chang 張德賢 | RO 1, 4 Rep 1, 4 | 2017-08 | 2018-09 |
| Yu Tzu Chang 張育滋 | RO 1, 4 Rep 1, 4 | 2018-03 | Present |
| Ping-Yu Chen 陳品妤 | RO 1, 4 Rep 1 | 2009-09 | 2015-06 |
| Chih Hsiung Vincent Cheng 鄭智雄 | RO 1, 4 Rep 1, 4 | 2011-11 | 2016-05 |
| Chung Han Cheng 鄭仲嫺 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Joseph Cho Shing Cheung 張祖成 | RO 1, 4 Rep 1 | 2022-06 | Present |
| Ming-Hsi Chiu 邱明熙 | RO 1 Rep 1 | 2008-11 | 2014-05 |
| Shu Lai Chow 鄒樹禮 | RO 1, 4 Rep 1, 4 | 2011-11 | 2013-07 |
| Hon Kei Chu 朱漢基 | RO 1, 4 Rep 1, 4 | 2007-10 | 2010-08 |
| Kuan Hsun Chu 朱光勳 | RO 1, 4 Rep 1 | 2004-06 | 2022-05 |
| Tit Hong Chua 蔡鐵康 | RO 4 Rep 1, 4, 6, 9 | Pre-2003 | 2022-09 |
| Yee Ling Chung 鍾綺靈 | RO 1 Rep 1 | 2014-07 | Present |
| Shaw-Tzeng Ding 丁紹曾 | RO 1, 4 Rep 1, 4 | 2005-08 | 2010-07 |
| Wei Chang Fang 方維昌 | RO 6 | 2004-11 | 2005-01 |
| Hock Meng Foong | RO 1, 4 Rep 1, 4 | 2009-07 | 2018-03 |
| Yu Jiang 蔣昱 | RO 1 Rep 1, 4 | 2016-07 | 2022-06 |
| Hiu Fai Kwan 關曉暉 | RO 1 Rep 1 | 2013-03 | Present |
| Man Bun Kwong 鄺民彬 | RO 1, 4, 7, 9 | Pre-2003 | 2019-09 |
| Dominic Tin Yan Lai 賴天恩 | RO 1 Rep 1 | 2007-06 | Present |
| Calvin Si Yang Lam 林思暘 | RO 1, 4 Rep 1, 4 | 2017-07 | 2018-09 |
| Gilbert Shen Hriung Lam 林聖鴻 | RO 1 Rep 1, 4 | 2005-12 | 2020-12 |
| Hung Chuen Lau 劉洪泉 | RO 1, 4 Rep 1 | 2006-05 | Present |
| Kam Tim Lau 劉錦添 | RO 1, 4 Rep 1, 4 | 2016-12 | 2017-11 |
| King Yuen Lau 劉敬元 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2008-06 |
| Man Sang Law 羅文生 | RO 1, 4 Rep 1 | 2005-02 | Present |
| Alva Mei Ching Lee 李美清 | RO 1, 4 Rep 1, 4 | 2018-01 | 2022-10 |
| Inessa Suk Wah Lee 李菽樺 | RO 1 Rep 1 | 2006-08 | 2012-03 |
| Man Sik Lee 李文軾 | RO 1, 4 Rep 1 | 2004-11 | Present |
| Siu Lun Lee 李兆麟 | RO 1, 4, 7 Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Trevor Nicholas Chin Hong Lee 李俊亨 | RO 1 Rep 1 | 2018-08 | Present |
| Charles Warren Lehner Jr | RO 1, 4 Rep 1, 4 | 2011-08 | 2012-04 |
| Kai Tong Leung 梁啟棠 | RO 4 Rep 1, 4 | 2024-12 | Present |
| Wing Lam Leung 梁永林 | RO 1 Rep 1 | 2006-07 | Present |
| Ted Tar-Te Liao 廖大德 | RO 1, 4 Rep 1, 4 | 2015-11 | 2019-07 |
| Chii-Horng Lin 林啟弘 | RO 1, 4 Rep 1, 4 | 2011-06 | 2021-05 |
| Patrick C Lin | RO 1 | 2020-02 | Present |
| Ying Cheng Lin 林盈成 | RO 1 Rep 1 | 2017-03 | 2018-10 |
| Kim Keung Ling 凌劍強 | RO 1, 7 Rep 1, 4, 6, 9 | Pre-2003 | 2003-09 |
| Chih-Peng Lo 羅志鵬 | RO 1, 4 Rep 1, 4 | 2011-01 | 2015-03 |
| Chris Tsz On Lo 盧子安 | RO 1 Rep 1 | 2014-03 | 2016-10 |
| Cheuk Hung Lui 呂焯洪 | RO 1 Rep 1 | 2005-01 | 2021-06 |
| Mark Charles Alexander Mallia | RO 1 Rep 1 | 2015-04 | Present |
| Wai Lap Gavin Mok 莫湋苙 | RO 1 Rep 1 | 2010-07 | 2013-10 |
| Kay Boon Mui 梅基本 | RO 1 Rep 1 | 2005-05 | 2007-05 |
| Oi Wai Ng 吳愛慧 | RO 1 Rep 1 | 2016-01 | 2023-12 |
| Thomas Hak Yin Ng 吳克賢 | RO 1, 4 Rep 1, 4 | 2007-10 | 2010-07 |
| Wing Fai Ng 吳永輝 | RO 1, 4 Rep 1, 4 | 2013-11 | 2017-06 |
| Kenny Seng Ken Ong 王聲健 | RO 1 Rep 1 | 2014-11 | Present |
| Kuo Ruei Ou Yang 歐陽國瑞 | RO 1, 4 Rep 1, 4 | 2010-03 | 2012-12 |
| Eric Chun Sun Poon 潘浚燊 | RO 1, 4 Rep 1, 4 | 2022-09 | 2024-09 |
| Tony Nai Sung Pun 潘乃生 | RO 1 Rep 1 | 2012-03 | Present |
| Huei-Ping Shih 施惠萍 | RO 1 Rep 1 | 2008-01 | 2010-04 |
| Sendy So Fun Siu 蕭素芬 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Kin Fan So 蘇健勳 | RO 1 Rep 1 | 2006-11 | 2009-07 |
| Anthony Chuen Wah Sun 孫村華 | RO 1 Rep 1 | 2005-11 | 2006-10 |
| Albert Chun Hong Sze 施振康 | RO 1, 4 Rep 1, 4 | 2011-10 | 2014-10 |
| Kevin Yiu Kuen Tai 戴耀權 | RO 1, 4 Rep 1, 4 | 2022-01 | 2023-12 |
| Wai Lun Tam 譚偉倫 | RO 1 Rep 1 | 2016-01 | Present |
| Ming-Hsiao Tsai 蔡明孝 | RO 1, 4 Rep 1, 4 | 2011-08 | 2020-02 |
| Fan Chun Tsang 曾繁珍 | RO 1 Rep 1 | 2013-11 | Present |
| Wing Kai Tsang 曾榮佳 | RO 1 Rep 1, 4 | 2013-12 | Present |
| Hing Hung Wai 衛慶熊 | RO 1, 4, 9 Rep 1 | Pre-2003 | 2019-06 |
| Kit Kenny Wen 温傑 | RO 4 Rep 1, 4 | 2022-06 | 2025-03 |
| Chien-Tsang Weng 翁健藏 | RO 1 Rep 1 | 2010-01 | 2011-06 |
| Andrew Tai On Wong 王泰安 | RO 1 Rep 1 | 2006-06 | 2007-06 |
| Betty Siu Ping Wong 黃小萍 | RO 1 Rep 1 | 2003-08 | Present |
| Chak Wai Wong 黃集蔚 | RO 1, 4 Rep 1, 4 | 2013-01 | 2018-05 |
| Hoe Choon Reddy Wong 黃浩泉 | RO 1, 4 | 2018-03 | Present |
| Kam Wing (SFC:AAE562) Wong 黃錦榮 | RO 1 Rep 1, 4 | 2013-08 | 2014-11 |
| Siu Yung Wong 王少容 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2025-09 |
| Chiang Li Wu 吳強立 | RO 1, 4 Rep 1, 4 | 2005-04 | Present |
| Tuan-Wen Jerry Wu 吳傳文 | RO 1, 4 Rep 1 | 2003-11 | 2010-04 |
| Tsung-Wei Yang 楊宗威 | RO 1 | 2013-09 | 2014-09 |
| Atak Chung Tak Yau 邱重德 | RO 1 Rep 1, 4 | 2006-04 | 2011-11 |
| Su-Chen Yeh 葉素甄 | RO 1, 4 | 2013-11 | Present |
| Hon Fat Yeung 楊漢發 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2006-01 |
| Tung Yeung 楊棟 | RO 1, 4 Rep 1, 4 | 2025-05 | 2025-10 |
| Ho Yin Yip 葉浩賢 | RO 1 Rep 1 | 2006-01 | Present |
| Tomoka Aoki | Rep 1 | 2021-07 | 2021-09 |
| Chi Lam Au 歐芷霖 | Rep 1, 4 | 2010-09 | 2022-01 |
| Jonathan Wai Wing Au 區偉榮 | Rep 1 | 2006-09 | 2008-04 |
| Kim Keung Au 歐劍強 | Rep 1, 4 | 2009-04 | 2011-08 |
| Siu Kit Au 區兆傑 | Rep 1 | 2018-11 | 2022-09 |
| Wing Lam Au 歐泳琳 | Rep 1 | 2023-08 | Present |
| Tak Yau Au Yeung 歐陽德耀 | Rep 1 | 2008-01 | 2010-07 |
| Hong Ming Au-Yeung 歐陽康明 | Rep 1 | 2014-10 | 2016-01 |
| Pak Leung Au-Yeung 歐陽栢樑 | Rep 1 | 2007-08 | 2008-09 |
| Tze Lung Au-Yong 歐陽子龍 | Rep 1 | 2014-04 | 2016-08 |
| Kwang Moon Bae | Rep 1 | 2014-11 | 2016-11 |
| Jingyi Bao 鮑鏡伊 | Rep 1, 4 | 2013-09 | 2014-06 |
| Jing (SFC:BMY570) Bian 卞静 | Rep 1 | 2018-07 | 2019-01 |
| David John Bouckley | Rep 1, 4 | 2012-08 | 2013-06 |
| Man Kwong Bute 畢文光 | Rep 4 | 2004-05 | 2005-11 |
| Raif Cabbabe | Rep 1 | 2009-06 | 2009-11 |
| Forrest Waller Cannon | Rep 1 | 2005-06 | 2005-09 |
| Xianghua Cao 曹向華 | Rep 1, 4 | 2010-05 | 2012-01 |
| Wilson Hang Chai 齊恆 | Rep 4 | 2007-07 | 2008-12 |
Showing 1–100 of 2043
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