Hing Hung Wai
衛慶熊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hing Hung Wai (衛慶熊), a licensed former licensee with CE reference AAV885. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2019-06-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-19 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-19 | 2019-06-29 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 1 — Dealing in securities | 2005-10-10 | 2014-02-24 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-10-10 | 2014-02-24 |
| KGI Securities (Korea) International Limited |
RO | Type 1 — Dealing in securities | 2003-07-25 | 2004-09-20 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-07-25 | 2005-02-28 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-04-12 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-04-12 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2005-04-12 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2005-04-12 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2005-04-12 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-04-12 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-21 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 9 — Asset management | present | 2003-07-24 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
RO | Type 9 — Asset management | present | 2003-07-24 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2003-07-24 |