KGI Securities (Hong Kong) Limited
凱基證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for KGI Securities (Hong Kong) Limited (凱基證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ADT493. Current licensed staff on file: 0 (total recorded over time: 132).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2017-10-02 |
| Type 4 — Advising on securities | present | 2017-10-02 |
| Type 6 — Advising on corporate finance | present | 2004-10-25 |
| Type 7 — Providing automated trading services | present | 2003-07-21 |
| Type 9 — Asset management | present | 2004-10-25 |
Licensed staff (all-time) (132)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Mark Hin Geung Chan 陳献章 | RO 1, 4 | 2016-04 | 2017-10 |
| Ping-Yu Chen 陳品妤 | RO 1 Rep 1 | 2009-09 | 2015-06 |
| Chih Hsiung Vincent Cheng 鄭智雄 | RO 1 | 2016-04 | 2016-05 |
| Ming-Hsi Chiu 邱明熙 | RO 1 Rep 1 | 2008-11 | 2014-05 |
| Shu Lai Chow 鄒樹禮 | RO 1 Rep 1 | 2011-11 | 2013-07 |
| Hon Kei Chu 朱漢基 | RO 1, 4 Rep 1, 4 | 2007-10 | 2010-08 |
| Kuan Hsun Chu 朱光勳 | RO 1, 4 Rep 1 | 2004-06 | 2017-10 |
| Man Bun Kwong 鄺民彬 | RO 1, 4, 7, 9 | Pre-2003 | 2017-10 |
| Gilbert Shen Hriung Lam 林聖鴻 | RO 1 Rep 1, 4 | 2005-12 | 2017-10 |
| Hung Chuen Lau 劉洪泉 | RO 1, 4 Rep 1 | 2006-05 | 2017-10 |
| Kam Tim Lau 劉錦添 | RO 1, 4 Rep 1 | 2016-12 | 2017-10 |
| King Yuen Lau 劉敬元 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-06 |
| Man Sang Law 羅文生 | RO 1 | 2005-06 | 2017-10 |
| Inessa Suk Wah Lee 李菽樺 | RO 1 | 2008-10 | 2012-03 |
| Man Sik Lee 李文軾 | RO 1 Rep 1 | 2007-10 | 2017-10 |
| Siu Lun Lee 李兆麟 | RO 1, 4, 7 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2017-10 |
| Charles Warren Lehner Jr | RO 1 | 2012-02 | 2012-04 |
| Kim Keung Ling 凌劍強 | RO 1, 7 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-09 |
| Chih-Peng Lo 羅志鵬 | RO 1 Rep 1 | 2011-01 | 2015-03 |
| Chris Tsz On Lo 盧子安 | RO 1 Rep 1 | 2014-03 | 2016-10 |
| Kay Boon Mui 梅基本 | RO 1 Rep 1 | 2005-05 | 2007-05 |
| Thomas Hak Yin Ng 吳克賢 | RO 1, 4 Rep 1, 4 | 2007-10 | 2010-07 |
| Wing Fai Ng 吳永輝 | RO 1 | 2016-06 | 2017-06 |
| Kin Fan So 蘇健勳 | RO 1 | 2007-07 | 2009-07 |
| Anthony Chuen Wah Sun 孫村華 | RO 1 Rep 1 | 2006-04 | 2006-10 |
| Hing Hung Wai 衛慶熊 | RO 1, 4, 7, 9 | Pre-2003 | 2005-04 |
| Andrew Tai On Wong 王泰安 | RO 1 Rep 1 | 2006-06 | 2007-06 |
| Betty Siu Ping Wong 黃小萍 | RO 1 | 2004-11 | 2017-10 |
| Chak Wai Wong 黃集蔚 | RO 1, 4 | 2013-07 | 2017-10 |
| Kam Wing (SFC:AAE562) Wong 黃錦榮 | RO 1 Rep 1, 4 | 2013-08 | 2014-11 |
| Siu Yung Wong 王少容 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2017-10 |
| Atak Chung Tak Yau 邱重德 | RO 1 Rep 1, 4 | 2006-04 | 2011-11 |
| Hon Fat Yeung 楊漢發 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2006-01 |
| Anthony Yung 容天錫 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2003-07 |
| Jingyi Bao 鮑鏡伊 | Rep 1 | 2013-09 | 2014-06 |
| Raif Cabbabe | Rep 1 | 2009-06 | 2009-11 |
| Forrest Waller Cannon | Rep 1 | 2005-06 | 2005-09 |
| Jostein Toi Hing Chan 陳代興 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2005-08 |
| Ka Kit (SFC:AED841) Chan 陳家傑 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-06 |
| Kwan Kit Chan 陳鈞傑 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-05 |
| Ping Yip Chan 陳炳業 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-06 |
| Sai Hung Chan 陳世雄 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2017-10 |
| Tsz Hon Chan 陳子漢 | Rep 1 | 2006-08 | 2011-03 |
| Yiu Kwong Chan 陳耀光 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2006-04 |
| Chung Han Cheng 鄭仲嫺 | Rep 1 | 2008-01 | 2017-10 |
| Yuk Ting Cheng 鄭鈺挺 | Rep 1 | 2008-06 | 2017-10 |
| Chi Seng Cheung 張志誠 | Rep 1 | 2009-08 | 2009-10 |
| Hiu Tung Cheung 張曉東 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-10 |
| Joanne Oi Man Cheung 張靄旻 | Rep 1 | 2006-11 | 2010-10 |
| Ka Kin Cheung 張家健 | Rep 1 | 2008-01 | 2009-10 |
| Wai Kit Cheung 張偉傑 | Rep 1 | 2008-06 | 2009-03 |
| Upton Pui Cheong Chik 戚培昌 | Rep 1 | 2008-02 | 2008-08 |
| Wing Fat Ching 程永發 | Rep 1 | 2007-05 | 2017-10 |
| Wai Fai Cho 曹偉輝 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2017-10 |
| Ming Man Chong 莊銘文 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2017-10 |
| Ernest Ling Chung Chow 周靈聰 | Rep 1 | 2008-09 | 2010-10 |
| Sze Wan Chow 周詩韻 | Rep 1 | 2005-08 | 2005-09 |
| Nicholas Paul Currell | Rep 1 | 2007-03 | 2007-07 |
| Ghaleb Ferjane | Rep 1 | 2007-03 | 2010-11 |
| Richard William Forrest | Rep 1 | 2006-01 | 2006-03 |
| Raphael Pierre Benjamin Gautier | Rep 1 | 2009-02 | 2010-11 |
| Jethro Alexander John Glover | Rep 1 | 2009-01 | 2009-04 |
| Chi Ming Ho 何志明 | Rep 1 | 2008-01 | 2008-03 |
| Franki Kin Kei Ho 何建祺 | Rep 1 | 2005-10 | 2007-08 |
| Yuet Wah Ho 何月華 | Rep 1 | 2008-06 | 2017-10 |
| Kwun Hei Hui 許冠熙 | Rep 1 | 2006-10 | 2017-10 |
| Karim Kabbabe | Rep 1 | 2006-06 | 2010-10 |
| Christopher Holmes King | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2010-11 |
| Koon Wai (SFC:AXQ424) Kong 江冠瑋 | Rep 1 | 2014-03 | 2017-10 |
| Kit Yee Kung 龔潔儀 | Rep 1 | 2010-05 | 2017-10 |
| Chung Tsz Kwan 關頌慈 | Rep 1 | 2013-06 | 2013-10 |
| Chun Kong Kwok 郭振江 | Rep 1 | 2008-05 | 2017-10 |
| Ka Yip Kwok 郭家業 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-06 |
| Dominic Tin Yan Lai 賴天恩 | Rep 1 | 2007-10 | 2017-10 |
| Wing Chung Lai 黎永忠 | Rep 1 | 2005-08 | 2017-10 |
| Clive King Kui Lam 林景駒 | Rep 1 | 2013-06 | 2017-10 |
| Kai San Lam 林啟新 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2017-10 |
| Karman Razilee Lam 林蔚琋 | Rep 1 | 2008-08 | 2009-03 |
| Ka Fai Lau 劉嘉輝 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2017-10 |
| Lai Ping Lau 劉麗萍 | Rep 1 | 2013-06 | 2017-07 |
| Lynch Lau 劉念慈 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-12 |
| Tat Fai Lau 劉達輝 | Rep 1 | 2010-01 | 2012-03 |
| Bennett Siu Fung Lee 李兆峰 | Rep 1 | 2009-08 | 2017-10 |
| Chak Ming Lee 李澤銘 | Rep 1 | 2003-09 | 2007-05 |
| Hoi Kam Lee 李開淦 | Rep 1 | 2003-09 | 2006-07 |
| Ko-Shun Lee 李可舜 | Rep 1 | 2017-01 | 2017-10 |
| Mickey Wing Tak Lee 李永德 | Rep 1 | 2004-07 | 2004-07 |
| Sebastian Sze Hang Lee 李思行 | Rep 1 | 2008-06 | 2017-10 |
| Sin Man Lee 李善文 | Rep 1 | 2008-06 | 2017-10 |
| Wai Chung Lee 李慧中 | Rep 1 | 2004-12 | 2017-10 |
| Wai Kit Lee 李偉傑 | Rep 1 | 2007-08 | 2007-10 |
| Chi Fung Leong 梁智鋒 | Rep 1 | 2008-02 | 2008-02 |
| Charles Kwok Kuen Leung 梁國權 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2006-03 |
| King Chung Leung 梁競聰 | Rep 1 | 2010-03 | 2016-08 |
| King Nin Leung 梁景年 | Rep 1 | 2008-06 | 2017-10 |
| Martin Kim Ho Li 李劍豪 | Rep 1 | 2005-03 | 2005-07 |
| Ying Cheng Lin 林盈成 | Rep 1 | 2017-03 | 2017-10 |
| Colin Celan Ling 凌思綸 | Rep 1 | 2006-07 | 2010-07 |
| Daisy Yan Ki Ling 凌恩琪 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2010-11 |
| Cyrus Siu Ming Liu 廖少明 | Rep 1 | 2005-05 | 2005-10 |
Showing 1–100 of 132