Hoi Kam Lee
李開淦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Kam Lee (李開淦), a licensed former licensee with CE reference ABE301. Total licence records on file: 39.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-06-25 | 2025-06-25 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
Rep | Type 9 — Asset management | 2025-06-25 | 2025-06-25 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
RO | Type 4 — Advising on securities | 2025-06-25 | 2026-04-12 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
RO | Type 9 — Asset management | 2025-06-25 | 2026-04-12 |
| Hash Blockchain Limited | Rep | Type 7 — Providing automated trading services | 2024-02-06 | 2024-09-30 |
| Hash Blockchain Limited | Rep | Type 1 — Dealing in securities | 2024-01-05 | 2024-09-30 |
| HBS (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2023-10-04 | 2024-09-30 |
| HBS (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2023-10-04 | 2024-09-30 |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-17 | 2023-06-30 |
| Planetree Futures Limited 梧桐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-01-17 | 2023-06-30 |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 7 — Providing automated trading services | 2023-01-17 | 2023-06-30 |
| Planetree Discount Lending Limited | RO | Type 8 — Securities margin financing | 2023-01-17 | 2023-06-30 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
RO | Type 9 — Asset management | 2023-01-17 | 2023-06-30 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-16 | 2023-01-17 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-11-16 | 2023-01-17 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-10 | 2022-10-31 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-09-10 | 2022-10-31 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
RO | Type 9 — Asset management | 2021-09-10 | 2022-10-31 |
| Pulun International Asset Management Limited 普倫國際資產管理有限公司 |
RO | Type 9 — Asset management | 2019-08-19 | 2020-10-05 |
| Pulun International Asset Management Limited 普倫國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-09-10 | 2019-08-19 |
| Pulun International Securities Limited 普倫國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-14 | 2020-10-05 |
| Pulun International Securities Limited 普倫國際證券有限公司 |
RO | Type 4 — Advising on securities | 2017-08-14 | 2020-10-05 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-01 | 2017-08-12 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-19 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-19 | 2016-06-30 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-19 | 2017-08-12 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-09 | 2008-02-01 |
| CES International Commodities (HK) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-10-09 | 2008-02-01 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-07-27 | 2007-09-10 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-26 | 2007-09-10 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-26 | 2007-09-10 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-08 | 2006-07-22 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-07-22 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-07-22 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-08 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-09-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-08 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-08 |