Tsz Hon Chan
陳子漢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Hon Chan (陳子漢), a licensed Responsible Officer with CE reference ANW417. Currently licensed at 1 firm(s): Springboard Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 32.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Springboard Capital Limited 思博資本有限公司 |
RO | Type 4 — Advising on securities | 2022-11-16 | present |
| Springboard Capital Limited 思博資本有限公司 |
RO | Type 9 — Asset management | 2022-11-16 | present |
| Springboard Capital Limited 思博資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-03 | 2022-11-16 |
| Springboard Capital Limited 思博資本有限公司 |
Rep | Type 9 — Asset management | 2022-10-03 | 2022-11-16 |
| Gary Cheng Securities Limited 加多利證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-23 | 2022-07-05 |
| Gary Cheng Securities Limited 加多利證券有限公司 |
RO | Type 4 — Advising on securities | 2021-12-23 | 2022-07-05 |
| GCG Asset Management Limited 加多利資產管理有限公司 |
RO | Type 9 — Asset management | 2021-12-23 | 2022-07-05 |
| Gary Cheng Securities Limited 加多利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-05 | 2021-12-23 |
| Gary Cheng Securities Limited 加多利證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-05 | 2021-12-23 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-21 | 2021-08-25 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-21 | 2020-03-13 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-01-21 | 2021-08-25 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 9 — Asset management | 2020-01-21 | 2021-08-25 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-13 | 2020-01-21 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-13 | 2020-01-21 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-13 | 2020-01-21 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-11-13 | 2020-01-21 |
| Rich Capital International Investment Limited 富都國際投資有限公司 |
RO | Type 4 — Advising on securities | 2018-09-19 | 2019-11-11 |
| Rich Capital International Investment Limited 富都國際投資有限公司 |
RO | Type 9 — Asset management | 2018-09-19 | 2019-11-11 |
| Rich Capital International Investment Limited 富都國際投資有限公司 |
Rep | Type 9 — Asset management | 2018-09-18 | 2018-09-19 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
RO | Type 9 — Asset management | 2017-12-06 | 2018-09-14 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-03-29 | 2017-07-31 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-10 | 2017-07-31 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-02-12 | 2017-07-31 |
| Smart Grandly Asset Management Limited 冠力資產管理有限公司 |
RO | Type 9 — Asset management | 2015-02-12 | 2017-07-31 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-26 | 2014-06-15 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-26 | 2014-06-15 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-10 | 2013-06-08 |
| Stand Rich Asset Management Limited 庫立資產管理有限公司 |
RO | Type 9 — Asset management | 2011-11-08 | 2012-09-28 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-01 | 2011-03-28 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-31 | 2011-03-28 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-31 | 2011-03-28 |