Fubon Securities (Hong Kong) Limited

富邦證券(香港)有限公司

CE No. AWS291 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fubon Securities (Hong Kong) Limited (富邦證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AWS291. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 5 — Advising on futures contracts. Current licensed staff on file: 21 (total recorded over time: 53). Earliest licence on file: 2012-05-18.

More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →

Registered address

Unit 1002, 10/F, Hong Kong Li-Ning Building, 218 Electric Road, North Point

Licence history

Activity	From	To
Type 1 — Dealing in securities	2012-05-18	present
Type 2 — Dealing in futures contracts	2019-06-05	present
Type 4 — Advising on securities	2012-05-18	present
Type 5 — Advising on futures contracts	2019-06-05	present

Licensed staff (all-time) (53)
Active on date

1 Dealing in securities 2 Dealing in futures contracts 4 Advising on securities 5 Advising on futures contracts

RO only

Name	Activities	First licensed	To
Hsiu-Ya Chan 詹琇雅	RO 1, 4 Rep 1, 4	2015-05	2022-02
Su-Yuan Chang 張書源	RO 2, 5	2019-06	Present
Chunwang Chien 簡春旺	RO 2, 5	2019-06	2020-05
Kuo Hao Chiu 邱國豪	RO 2, 5 Rep 1, 2, 5	2019-06	Present
Chun Hou Lau 劉俊厚	RO 1 Rep 1	2012-10	2015-03
Inessa Suk Wah Lee 李菽樺	RO 1	2012-05	2014-01
Wai Man (SFC:ALF773) Lee 李慰民	RO 4 Rep 1	2012-05	2015-02
Chun-Chi Lin 林春吉	RO 2, 5 Rep 1, 4	2019-06	2020-12
Ka Chiu Lo 盧嘉昭	RO 1, 4 Rep 1, 4	2014-07	2015-01
Wen-Chun Peng 彭文俊	RO 1, 4	2017-12	2020-11
Tzu-Yu Shih 施子裕	RO 1, 4 Rep 1, 2, 4	2015-01	Present
Pai Hao Wang 王百豪	RO 1, 4 Rep 1, 2, 4	2015-05	Present
Tuan-Wen Jerry Wu 吳傳文	RO 1, 4	2012-05	2015-10
Tsz Hon Chan 陳子漢	Rep 1	2012-12	2013-06
Pei Ying Chang 張佩瑩	Rep 1, 4	2016-01	2017-09
Hsiu-Hsiu Chen 陳秀秀	Rep 1, 4	2015-11	Present
Yanqi Chen 陳艷琪	Rep 1	2013-07	2014-03
Zhao Chen 陳昭	Rep 1, 4	2012-10	2015-04
Rui Hong Chiu 邱睿弘	Rep 1, 4	2024-11	Present
I-Chiang Chou 周毅強	Rep 1, 4	2024-04	Present
Chia-Lin Chu 朱家麟	Rep 4	2018-05	2026-01
Yu Jing Dai 戴余靜	Rep 1, 4	2015-05	2018-06
Wucheng Hsia 夏武正	Rep 4	2018-09	Present
Wen-Liang Hsiao 蕭文良	Rep 4	2018-07	2021-07
Pei-Chun Hsieh 謝沛錞	Rep 1, 2, 5	2019-06	2020-12
Jui-Chun Huang 黃瑞君	Rep 4	2018-04	2023-03
Lingwen Huang 黃羚雯	Rep 1, 2, 4, 5	2020-08	2020-12
Ta-Jen Huang 黃大仁	Rep 4	2018-05	Present
Yunting Huang 黃韻庭	Rep 4	2024-01	Present
Chia Hsuan Kuo 郭家瑄	Rep 1, 4	2023-10	Present
Hom Kwok 郭含	Rep 1	2022-08	Present
Gary Chi Kwong Lam 林志光	Rep 1	2024-04	Present
Cheuk Yue Leung 梁卓如	Rep 1	2012-10	2013-07
Hsien-Yi Liao 廖顯毅	Rep 4	2018-04	Present
Ching Wen Lin 林慶文	Rep 1, 4	2016-03	2016-12
Mao-Young Lin 林茂揚	Rep 4	2018-03	Present
Li-Chung Liu 劉立中	Rep 4	2018-03	Present
Yixin Luo 羅藝鑫	Rep 4	2013-04	2014-09
Hei Keung Phong 龎熙強	Rep 1	2013-08	2015-08
Chui Ming Pong 龐翠明	Rep 1	2016-04	2019-03
Tzuyu Shang 尚子玉	Rep 4	2018-07	Present
Jiachao Shen 沈家超	Rep 4	2013-04	2015-02
Yanguan Shi 石燕冠	Rep 1, 2, 5	2019-09	2020-12
Hoi Man Tam 譚凱文	Rep 1, 2, 4	2018-08	Present
Pei Chun Tung	Rep 4	2023-10	Present
Yu Chen Wang 王鈺媜	Rep 1, 4	2016-03	2016-08
I Yen Wei 魏亦言	Rep 1, 4	2024-05	Present
Ching Wah (SFC:ATH364) Wong 黃清華	Rep 1, 4	2015-08	2016-09
Vicky Yuen Yee Wong 黃婉儀	Rep 1, 4	2016-01	2022-03
Chia-An Wu 吳家安	Rep 1	2023-04	2023-08
Yueh Chang Wu 吳岳璋	Rep 4	2018-07	2021-07
Wei-Ting Yang 楊惟婷	Rep 4	2024-05	Present
Anthony Sai Yin Yu 余世賢	Rep 1	2013-06	2013-08