Ka Chiu Lo
盧嘉昭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chiu Lo (盧嘉昭), a licensed Responsible Officer with CE reference AEQ415. Currently licensed at 2 firm(s): Ever-Long Securities Company Limited, Ever-Long Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 34.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ever-Long Securities Company Limited 長雄證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-23 | present |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
RO | Type 4 — Advising on securities | 2022-09-23 | present |
| Ever-Long Capital Management Limited 長雄資本管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-19 | present |
| Ever-Long Futures Limited 長雄期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-09-19 | 2023-07-31 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-21 | 2022-09-23 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-21 | 2022-09-23 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
RO | Type 1 — Dealing in securities | 2015-03-09 | 2022-07-05 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
RO | Type 4 — Advising on securities | 2015-03-09 | 2022-07-05 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-16 | 2015-03-09 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-16 | 2015-03-09 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-09-01 | 2015-01-03 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-09-01 | 2015-01-03 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-08 | 2014-09-01 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-08 | 2014-09-01 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-08-28 | 2014-06-25 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-02-22 | 2014-06-25 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-02-22 | 2014-06-25 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-31 | 2013-02-22 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-31 | 2013-02-22 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-07 | 2013-01-10 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 — Advising on securities | 2013-01-07 | 2013-01-10 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-12 | 2013-01-07 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-12 | 2013-01-07 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
RO | Type 4 — Advising on securities | 2011-06-30 | 2012-10-31 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-11 | 2012-10-31 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-09 | 2010-10-11 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-02-25 | 2010-09-06 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-21 | 2010-02-25 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 4 — Advising on securities | 2005-10-05 | 2009-12-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2005-09-08 | 2009-12-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-09-08 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-26 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-26 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-26 |