Waterland Securities (HK) Company Limited
國票證券(香港)股份有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Waterland Securities (HK) Company Limited (國票證券(香港)股份有限公司), a Hong Kong-based licensed corporation with CE reference ARV994. Current licensed staff on file: 0 (total recorded over time: 30). Earliest licence on file: 2009-02-20.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2009-02-20 | 2020-08-31 |
| Type 4 — Advising on securities | 2009-02-20 | 2013-01-15 |
Licensed staff (all-time) (30)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Shih-Long Chen 陳士龍 | RO 1, 4 | 2011-05 | 2020-08 |
| Tsorng-Huey Hwang 黃琮惠 | RO 1, 4 | 2009-02 | 2011-11 |
| Henry Hing Vie Kwok 郭慶威 | RO 1, 4 Rep 1 | 2009-02 | 2013-03 |
| Ka Chiu Lo 盧嘉昭 | RO 1, 4 Rep 1 | 2010-09 | 2012-10 |
| Chi Ching Tai 戴吉慶 | RO 1, 4 Rep 1, 4 | 2010-05 | 2011-08 |
| Cheng-Yueh Teng 鄧鎮岳 | RO 1 Rep 1 | 2009-12 | 2013-01 |
| Jialin Xie 謝嘉琳 | RO 1, 4 Rep 1, 4 | 2009-09 | 2012-12 |
| Wei-Kuo Yeh 葉為國 | RO 1, 4 | 2009-02 | 2010-05 |
| Ka Hang Au 歐嘉恒 | Rep 1 | 2010-12 | 2013-03 |
| Cheng-Yu Chang 張正宇 | Rep 1 | 2010-05 | 2013-01 |
| Hsiao Ju Chen 陳筱汝 | Rep 1 | 2011-01 | 2011-05 |
| Pui Shan Agnes Cheng 鄭佩珊 | Rep 1 | 2011-07 | 2013-03 |
| Ming Chih Chu 朱銘志 | Rep 1 | 2010-09 | 2012-11 |
| Terry Kuo-Chang Chuang | Rep 1, 4 | 2009-12 | 2010-01 |
| Mei-Li Chung 鍾美麗 | Rep 1 | 2011-04 | 2011-09 |
| Hsu-Yu Hsu 許書瑜 | Rep 1 | 2011-01 | 2011-10 |
| Chen-I Ko 柯辰儀 | Rep 1 | 2009-12 | 2010-07 |
| Ho To Lau 劉浩濤 | Rep 1 | 2009-09 | 2009-10 |
| Kin Sau Lau 劉建修 | Rep 1 | 2010-01 | 2010-01 |
| Man Wui Li 李文滙 | Rep 1 | 2010-03 | 2012-09 |
| Mei-Chen Liang 梁梅珍 | Rep 1 | 2010-04 | 2012-11 |
| Chun-Yun Pan 潘俊佑 | Rep 1 | 2010-07 | 2011-06 |
| Xin Hua Sui 隋欣樺 | Rep 1 | 2010-05 | 2010-11 |
| Jonathan Sheung Chi Tai 戴上智 | Rep 1 | 2011-06 | 2011-06 |
| Yuk Kwong Tsang 曾郁廣 | Rep 1 | 2012-01 | 2012-09 |
| Chia Hui Tseng 曾家慧 | Rep 1 | 2010-11 | 2012-11 |
| Choi Fat Wong 黃再發 | Rep 1 | 2010-09 | 2012-10 |
| Hong Sing Wong 黃康鋮 | Rep 1 | 2011-07 | 2012-10 |
| Ying (SFC:ARG343) Yu 于瀅 | Rep 1, 4 | 2009-07 | 2010-09 |
| Yui Kong Yung 容銳剛 | Rep 1 | 2010-05 | 2013-03 |
Showing 1–30 of 30