Jialin Xie
謝嘉琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jialin Xie (謝嘉琳), a licensed former licensee with CE reference APB506. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-28 | 2024-11-19 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-12-28 | 2024-04-29 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
RO | Type 1 — Dealing in securities | 2012-07-25 | 2012-12-31 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
RO | Type 4 — Advising on securities | 2012-07-25 | 2012-12-31 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-08 | 2012-07-25 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-08 | 2012-07-25 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-08 | 2009-08-20 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-08 | 2009-08-20 |