Ho To Lau
劉浩濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho To Lau (劉浩濤), a licensed Responsible Officer with CE reference AQD647. Currently licensed at 1 firm(s): Kapok Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kapok Capital Management Limited |
RO | Type 4 — Advising on securities | 2024-12-12 | present |
| Kapok Capital Management Limited |
RO | Type 9 — Asset management | 2024-12-12 | present |
| Cheng Chuang Fund Management Limited 承創基金管理有限公司 |
RO | Type 4 — Advising on securities | 2019-11-08 | 2024-07-31 |
| Cheng Chuang Fund Management Limited 承創基金管理有限公司 |
RO | Type 9 — Asset management | 2019-11-08 | 2024-07-31 |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-11-29 | 2019-11-01 |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
RO | Type 9 — Asset management | 2018-11-29 | 2019-11-01 |
| Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 |
RO | Type 9 — Asset management | 2017-03-31 | 2018-10-24 |
| Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 |
Rep | Type 9 — Asset management | 2017-03-13 | 2017-03-31 |
| Supreme China Securities Limited 智華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-19 | 2017-02-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-08-18 | 2014-11-17 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-18 | 2014-11-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-01 | 2014-11-17 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-02 | 2011-01-15 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-08 | 2009-10-27 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2008-01-18 | 2008-11-14 |