Guotai Junan Assets (Asia) Limited
國泰君安資產管理(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guotai Junan Assets (Asia) Limited (國泰君安資產管理(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference ADH990. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 25 (total recorded over time: 132). Earliest licence on file: 2004-11-29.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
26/F-28/F, Low Block Grand Millennium Plaza, 181 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2009-09-23 | present |
| Type 4 — Advising on securities | 2004-11-29 | present |
| Type 9 — Asset management | present | present |
| Type 4 — Advising on securities | present | 2004-03-30 |
Licensed staff (all-time) (132)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wuhao Chen 陳吳昊 | RO 9 Rep 9 | 2024-01 | Present |
| Lai Yan Charles Cheung 張禮仁 | RO 1, 4, 9 | Pre-2003 | 2011-03 |
| Simon Siu Hung Chiu 趙少洪 | RO 1, 4, 9 Rep 1, 4, 9 | 2016-04 | 2023-12 |
| Tak Sum Choy 蔡德森 | RO 1, 4, 9 Rep 1, 4, 9 | 2022-02 | Present |
| Man Fai (SFC:BMR126) Chu 朱文輝 | RO 9 Rep 1, 4, 9 | 2021-10 | 2023-06 |
| Xueying Cui 崔雪鶯 | RO 1, 4, 9 Rep 1, 4, 9 | 2024-04 | 2025-06 |
| Haifeng Gao 高海峰 | RO 9 Rep 9 | 2021-11 | 2025-08 |
| Qiang Lei 雷強 | RO 1, 4, 9 Rep 9 | 2022-11 | Present |
| Siqi (SFC:ANP991) Liu 劉思齊 | RO 9 Rep 9 | 2023-02 | 2025-12 |
| Kai Ma 馬凱 | RO 4, 9 Rep 4, 9 | 2013-11 | 2020-09 |
| Chak Hung Mak 麥澤鴻 | RO 4, 9 Rep 4, 9 | 2006-05 | 2008-11 |
| Kai Chung Poon 潘繼宗 | RO 9 Rep 9 | 2017-03 | 2020-11 |
| Haiying Qi 祁海英 | RO 1, 4, 9 Rep 1, 4, 9 | 2016-11 | Present |
| Hok Kwan San To 申屠學軍 | RO 9 Rep 4, 9 | Pre-2003 | 2006-03 |
| Chun Kit (SFC:AGI780) Tsang 曾駿傑 | RO 4, 9 Rep 4, 9 | 2019-08 | 2025-03 |
| Junhong Wang 汪俊紅 | RO 1, 4, 9 | 2023-12 | Present |
| Ruiqi Wang 王睿琦 | RO 9 Rep 1, 4 | 2022-04 | 2025-10 |
| Chung Mun Wong 黃仲文 | RO 9 Rep 9 | 2018-09 | 2023-05 |
| Lei (SFC:BJU776) Xu | RO 9 Rep 9 | 2017-06 | 2019-08 |
| Fung Yim 閻峰 | RO 1, 4, 9 | Pre-2003 | 2020-11 |
| Junping Yuan 袁軍平 | RO 1, 4, 9 Rep 4, 9 | 2005-07 | 2017-09 |
| Qizhi Zhu 朱奇志 | RO 9 Rep 9 | 2005-04 | 2009-06 |
| Yiu Fai Au 區耀輝 | Rep 1, 4, 9 | 2011-06 | 2014-07 |
| Xiaoye Cai 蔡晓曄 | Rep 1, 4, 9 | 2011-08 | 2013-10 |
| Ruo Han Chao 趙若涵 | Rep 1, 9 | 2014-01 | 2017-09 |
| Lixian Chen 陳藜賢 | Rep 9 | 2023-09 | Present |
| Yijin Chen 陳義進 | Rep 4, 9 | 2007-06 | 2010-09 |
| Yijing Chen 陳毅菁 | Rep 1, 4, 9 | 2017-07 | 2021-03 |
| Chun Kin Cheung 張俊堅 | Rep 1, 9 | 2017-06 | 2026-03 |
| Helen Yuk Chu Cheung 張昱珠 | Rep 1, 4, 9 | 2020-11 | 2022-08 |
| Kam Hong (SFC:BOX063) Cheung 張淦康 | Rep 9 | 2019-10 | 2019-11 |
| Yuk Kit Cheung 張毓杰 | Rep 4, 9 | 2020-09 | 2023-05 |
| Yuen Chiu 趙玄 | Rep 9 | 2021-09 | 2021-10 |
| Chi Ching Chui 徐芷晴 | Rep 1, 4, 9 | 2022-11 | Present |
| Baiquan Dai 戴柏泉 | Rep 9 | 2018-12 | Present |
| Chenying Ding 丁陳穎 | Rep 9 | 2023-12 | Present |
| Tian Gan 甘添 | Rep 9 | 2005-08 | 2008-02 |
| Rui (SFC:BDA213) Guo 郭睿 | Rep 1, 4, 9 | 2016-04 | 2024-08 |
| Siyang He 賀司洋 | Rep 1, 4, 9 | 2018-08 | 2020-07 |
| Mei Hong 洪梅 | Rep 4, 9 | 2012-11 | 2020-04 |
| Qijun Huang 黃奇俊 | Rep 9 | 2006-07 | 2010-03 |
| Chun Huangfu 皇甫淳 | Rep 9 | 2024-01 | Present |
| Kwok Chuen Hung 熊國全 | Rep 1, 9 | 2014-06 | Present |
| Jinzhi Jiang 蔣錦志 | Rep 9 | 2005-01 | 2005-05 |
| Wanning Jiang 江皖宁 | Rep 9 | 2018-02 | 2023-02 |
| Xiang Jiang 蔣翔 | Rep 1, 9 | 2026-05 | Present |
| Pinky Lai Ping Kan 簡麗萍 | Rep 9 | 2004-11 | 2006-11 |
| Janet Sau King Kwong 江秀琼 | Rep 1, 4, 9 | 2016-04 | 2019-02 |
| Billy Yee Piu Lai 黎以標 | Rep 9 | 2018-10 | Present |
| Ying Lam 林迎 | Rep 4, 9 | 2006-07 | 2009-02 |
| Ho To Lau 劉浩濤 | Rep 9 | 2008-01 | 2008-11 |
| Tat Shing Lau 劉達誠 | Rep 1, 9 | 2014-11 | 2017-04 |
| Chi Pang Law 羅志鵬 | Rep 9 | 2007-05 | 2014-05 |
| Wing Yan (SFC:APH871) Lee 李泳欣 | Rep 9 | 2007-07 | 2011-05 |
| Chi Hong Lei 李子杭 | Rep 9 | 2025-09 | Present |
| Guangjie Li 李光杰 | Rep 9 | 2006-03 | 2018-07 |
| Xiaowei (SFC:BCC071) Li 李晓蔚 | Rep 1, 4, 9 | 2013-10 | 2020-11 |
| Xun Li 李尋 | Rep 1, 4, 9 | 2019-05 | 2023-08 |
| Yunchang Li 李云昌 | Rep 9 | 2017-11 | 2020-07 |
| Zhao (SFC:AYB049) Li 李招 | Rep 4, 9 | 2011-09 | 2013-07 |
| Qijian Liang 梁启健 | Rep 1, 4, 9 | 2022-06 | 2023-03 |
| Ka Kin Ling 凌嘉鍵 | Rep 9 | 2013-05 | 2017-04 |
| Beining Liu 劉蓓宁 | Rep 9 | 2024-04 | Present |
| Jingyang Liu 柳景洋 | Rep 1, 4, 9 | 2022-03 | Present |
| Shuk Hin Liu 廖淑軒 | Rep 1, 4, 9 | 2017-06 | 2024-11 |
| Xiaotao (SFC:AXI167) Liu 劉曉韜 | Rep 9 | 2011-05 | 2013-05 |
| Xiaobo Long 龍小波 | Rep 9 | 2006-09 | 2006-09 |
| Lu Lu 呂露 | Rep 9 | 2006-07 | Present |
| Shengxi Lu 盧聖喜 | Rep 9 | 2003-10 | 2006-09 |
| Xiaolu Lu 盧曉璐 | Rep 9 | 2022-09 | 2024-08 |
| David Lui 雷昌年 | Rep 9 | 2007-05 | 2011-04 |
| Chun Kin Luk 陸晉建 | Rep 9 | 2011-12 | 2012-09 |
| Zhongyan Luo 羅忠雁 | Rep 4, 9 | 2015-02 | 2017-06 |
| Qi Lyu 呂奇 | Rep 9 | 2018-02 | 2019-02 |
| Siwei Mai 麥斯韋 | Rep 9 | 2011-06 | 2011-10 |
| Chi Ho Man 文志豪 | Rep 9 | 2010-12 | 2013-10 |
| Judith Chi Tak Man 文智德 | Rep 9 | 2003-10 | 2003-12 |
| Xiaoyue Mei 梅瀟月 | Rep 9 | 2023-04 | 2023-06 |
| Liang Ming 明亮 | Rep 4, 9 | 2008-05 | 2017-12 |
| Derek Wai Man Mok 莫偉民 | Rep 4, 9 | 2008-01 | 2010-12 |
| Sainan Na 那赛男 | Rep 1, 4, 9 | 2025-08 | Present |
| Nan Nan 南楠 | Rep 1, 4, 9 | 2016-05 | 2018-09 |
| King Kwong Ng 吳景光 | Rep 4, 9 | 2012-10 | 2014-11 |
| Kwong Kei Ng 吳廣基 | Rep 9 | 2008-02 | 2008-12 |
| Junnuo Daniel Ou 歐浚鍩 | Rep 1, 4, 9 | 2022-09 | 2024-08 |
| Shu Ouyang 歐陽姝 | Rep 9 | 2024-01 | Present |
| Qiang Ren 任強 | Rep 1, 4, 9 | 2019-05 | 2021-08 |
| Christ Chi Kau Shum 岑智球 | Rep 4, 9 | Pre-2003 | 2010-05 |
| Yunzhe Song 宋云喆 | Rep 1, 4, 9 | 2024-06 | 2025-12 |
| Yumeng Sun 孫雨朦 | Rep 9 | 2018-02 | 2025-03 |
| On Na Sung 宋安娜 | Rep 1, 4, 9 | 2011-05 | 2020-08 |
| Yuk Man Sze 施旭雯 | Rep 9 | 2008-01 | 2010-05 |
| Davina Tak-Wai Tang 鄧德慧 | Rep 4, 9 | 2006-12 | 2010-04 |
| Wenjie Tang 唐文婕 | Rep 1, 9 | 2023-11 | 2024-02 |
| Ka Lai Tong 唐嘉麗 | Rep 1, 4, 9 | 2014-08 | 2016-06 |
| Leung Kwing Tong 唐良炯 | Rep 4, 9 | 2010-06 | 2012-03 |
| Kwok Yuk Tsang 曾國鈺 | Rep 9 | 2018-04 | 2020-10 |
| Maggie Man-Ying Tsang 曾敏瑩 | Rep 9 | 2021-10 | 2022-01 |
| Xinyu Wang 王昕宇 | Rep 9 | 2025-05 | Present |
| Yanxu Wang 王延旭 | Rep 1, 4 | 2022-04 | 2023-01 |
Showing 1–100 of 132
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