Xun Li
李尋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xun Li (李尋), a licensed Representative with CE reference BOI538. Currently licensed at 1 firm(s): GaoTeng Global Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-04 | present |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-09-04 | present |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-03 | 2023-08-20 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-03 | 2023-08-20 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2019-05-03 | 2023-08-20 |