Chi Ho Man
文志豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ho Man (文志豪), a licensed former licensee with CE reference AQO169. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ETF Securities (HK) Limited |
RO | Type 9 — Asset management | 2014-02-19 | 2017-01-18 |
| ETF Securities (HK) Limited |
Rep | Type 9 — Asset management | 2013-11-04 | 2014-02-19 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2010-12-31 | 2013-10-13 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-08-04 | 2010-10-16 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-05 | 2010-10-16 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-05 | 2010-10-16 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2008-03-05 | 2010-10-16 |