Hang Seng Investment Management Limited

恒生投資管理有限公司
CE No. ABT330 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hang Seng Investment Management Limited (恒生投資管理有限公司), a Hong Kong-based licensed corporation with CE reference ABT330. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 5 — Advising on futures contracts; 6 — Advising on corporate finance; 9 — Asset management. Current licensed staff on file: 63 (total recorded over time: 269).

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Advising on corporate finance →More firms doing Asset management →

Registered address

Hang Seng Bank Building, 83 Des Voeux Road Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 4 — Advising on securities present present
Type 5 — Advising on futures contracts present present
Type 6 — Advising on corporate finance present present
Type 9 — Asset management present present

Licensed staff (all-time) (269)
Active on date

Name Activities First licensed To
Chi Wai (SFC:AXI311) Chan 陳志偉 RO 5 Rep 1, 4, 5, 9 2011-05 Present
Kwok Ping Chan 陳國平 RO 1, 4, 5, 6, 9 Rep 1, 4, 5, 9 Pre-2003 2008-01
Yiu Cheong Chan 陳耀昌 RO 5 Rep 1, 4 2003-11 2017-06
Ka Ming Cheung 張加銘 RO 1, 4, 5, 6, 9 Pre-2003 2006-06
Joanna Yuen Yi Chu 朱婉儀 RO 1, 4, 6, 9 Pre-2003 2008-11
Andrew Hau Chung Fung 馮孝忠 RO 1, 4, 6, 9 Rep 9 2006-07 2017-06
Clement Ka Chuen Ho 何家存 RO 5, 6, 9 2007-10 2010-02
Chuen Chung Lau 劉存忠 RO 1, 4 Rep 1, 4, 6, 9 Pre-2003 2015-10
Felix Tak Long Lee 李德朗 RO 1, 4, 5, 6, 9 Rep 1, 4, 5, 9 2011-03 Present
Pui Shan (SFC:AFU414) Lee 李佩珊 RO 1, 4, 5, 6, 9 2004-07 2026-02
Hung Ho Liu 廖雄豪 RO 1, 4, 9 Rep 1, 4, 5, 9 2015-11 2018-08
Raymond Man Chung Lui 呂文忠 RO 1, 4, 5, 6, 9 Rep 1, 4, 5, 6, 9 Pre-2003 Present
Sai Lung Luk 陸世龍 RO 1, 4, 5, 6, 9 Pre-2003 2018-06
Man Kit Ngan 顏文傑 RO 1, 4, 5, 6, 9 Rep 5 2007-05 2019-08
Wilfred Wing Fai Sit 薛永輝 RO 1, 4, 5, 6, 9 Rep 1, 4, 5, 9 2019-05 2024-12
Paul Ho Ching So 蘇浩程 RO 1, 4, 5, 6, 9 Rep 1, 4, 5, 6, 9 2025-06 Present
Wai Keung (SFC:ADM183) Tam 譚偉強 RO 1, 4, 9 Rep 1, 4, 9 2015-09 2023-09
Raymond Tse 謝禮文 RO 1, 4, 9 Rep 1, 4, 9 2004-07 2007-07
King Fung Wong 黃勁峯 RO 1, 4, 5, 6, 9 Rep 1, 4, 5, 6, 9 2026-01 Present
Wai Chuen Wong 王偉全 RO 1, 4 Rep 1, 4, 9 2023-10 Present
Ling Ling Yip 葉凌凌 RO 1, 4, 9 Rep 1, 4, 9 2003-09 2020-11
Wendy Miu Ling Yuen 袁妙齡 RO 6 Rep 4, 6, 9 Pre-2003 2021-09
Wai Yin Au 歐瑋彥 Rep 1, 4, 9 2020-10 2024-02
Yu Him Au 區宇謙 Rep 1, 4, 9 2015-03 2017-08
Yuen Ying Au 歐婉瑩 Rep 1 2015-09 2017-02
Guanye Cao 曹冠業 Rep 1, 4, 9 2006-11 2007-08
Alan Ho Kei Chan 陳號麒 Rep 1, 4, 5, 9 2016-01 2021-01
Bosco Lai Kam Chan 陳禮金 Rep 4, 9 2004-10 2005-08
Brian Tsui Shing Chan 陳敘成 Rep 1, 4, 9 2010-09 2012-12
Cheuk Hang Chan 陳卓行 Rep 1, 4, 5, 9 2016-02 Present
Chin Hong Chan 陳展康 Rep 1, 4, 5, 9 2018-04 Present
Chun Him (SFC:AQW220) Chan 陳俊謙 Rep 1, 4, 5, 9 2021-07 Present
Chun Kit Chan 陳俊傑 Rep 1, 4, 5, 9 2013-09 Present
Chung Kok Chan 陳仲覺 Rep 1, 4, 9 2016-07 2019-08
Gary Siu Tung Chan 陳兆東 Rep 1, 4, 9 2021-07 2024-09
Ka Man (SFC:BBW601) Chan 陳嘉汶 Rep 1 2013-09 2014-09
Ka Wai (SFC:BXP850) Chan 陳家慧 Rep 1, 4 2026-03 Present
Karen Ka Ying Chan 陳家瑩 Rep 1, 4, 9 2004-06 2006-07
Man Yee (SFC:AGG774) Chan 陳敏儀 Rep 4 2004-01 2004-02
Noel Chan 陳樂欣 Rep 1, 4, 5, 9 2015-02 2018-11
Pui Man (SFC:AUT998) Chan 陳佩敏 Rep 1, 4, 9 2010-03 2022-10
Sau Ting Chan 陳修婷 Rep 4 2004-08 2006-01
Sau Ying (SFC:BAY074) Chan 陳秀瑩 Rep 1, 4, 9 2013-03 2020-12
Shirley Pui Yen Chan 陳珮恩 Rep 4 2005-03 2006-01
Suet Ying Chan 陳雪盈 Rep 1, 4, 9 2022-08 Present
Yan (SFC:AOB250) Chan 陳茵 Rep 1, 4, 9 2022-10 Present
Yin Ting Elaine Chan 陳彥婷 Rep 1, 4, 9 2011-11 Present
Li Chang 常立 Rep 1, 4, 9 2010-03 2017-05
Tat Sean Chang 鄭達成 Rep 1, 4, 9 2005-06 2006-04
Chi Keung Cheng 鄭志強 Rep 1, 4 2025-06 Present
Ho Nam Cheng 鄭浩男 Rep 1, 4, 9 2022-07 Present
Joe Kennedy Chung King Cheng 鄭中景 Rep 1, 4, 6, 9 Pre-2003 2006-07
Borwin Cheung 張博文 Rep 1, 4, 9 2014-07 2018-01
Carmen Ka Mun Cheung 張嘉敏 Rep 1, 4, 5, 9 2024-04 Present
Christina Ka Man Cheung 張嘉雯 Rep 1, 4, 5, 9 2008-03 2011-04
Chun Tsung Cheung 張振棕 Rep 1, 4, 9 2011-08 2013-09
Hoi Li Cheung 張愷妮 Rep 1, 4, 9 2023-07 Present
Kin Yan Cheung 張健恩 Rep 1, 4, 9 2005-10 2007-10
Kit Wah Cheung 張潔華 Rep 4 2004-09 2004-12
Wai Yip Cheung 張偉業 Rep 1, 4, 9 2010-12 2011-04
Yat Yam Cheung 張逸欽 Rep 1, 4, 9 2016-04 2018-12
Christopher Ho Kwan Chiu 趙灝君 Rep 1, 4, 9 2019-10 2021-07
Hok Hon Chiu 趙學瀚 Rep 1, 4, 5, 9 2021-09 Present
Yuen Yee Chiu 趙婉儀 Rep 1, 4, 9 2022-08 Present
Sui Wan Chong 莊瑞雲 Rep 1 2006-07 2015-10
Che Wai Chow 周芷慧 Rep 1, 4, 9 2018-03 2021-10
Ka Lin Chow 周嘉蓮 Rep 4, 6, 9 Pre-2003 2005-05
Ka Wang Chow 周家宏 Rep 1 2018-10 Present
Kai Suen Chow 周繼旋 Rep 1, 4, 9 2011-11 Present
Lai Kit Chow 周禮傑 Rep 1, 4, 9 2017-11 2018-07
Kwok Ho Choy 蔡國浩 Rep 1, 4, 9 2004-06 2006-11
Chun Him Chu 朱俊謙 Rep 1, 4, 9 2015-05 2023-08
Gary Chun Hung Chu 朱峻鴻 Rep 1, 4, 9 2023-03 2025-12
Nicola Sau Wai Chu 朱秀慧 Rep 1, 4, 9 2018-07 2019-06
Wai Man (SFC:AEU686) Chu 朱慧文 Rep 1, 4, 6, 9 Pre-2003 2015-09
Wing Kit Chu 朱永傑 Rep 1, 4, 5, 9 2018-10 2021-02
Chi To Chung 鍾志滔 Rep 1, 4, 9 2007-06 Present
Hin Fai Chung 鍾衍輝 Rep 1, 4, 9 2022-08 2022-10
Suet Yee Alice Chung 鍾雪儀 Rep 4, 6, 9 Pre-2003 2003-07
Wai Lam Chung 鍾偉林 Rep 1, 4, 5, 9 2021-06 2026-04
Yunyi Deng 鄧云逸 Rep 1, 4, 9 2015-03 2015-04
Jonathan Tim Fai Fong 方添輝 Rep 1, 4, 5, 9 2011-10 2012-12
Clara Ka Ka Foo 符嘉嘉 Rep 1, 4, 9 2006-08 2021-09
Yin Ho Fu 符彥豪 Rep 1, 4 2003-12 2012-09
Siu Wing (SFC:ABV517) Fung 馮紹榮 Rep 1, 4, 5, 9 2007-11 2011-10
Bryan Hubert Yann Guguen 高焯晞 Rep 1, 4, 9 2015-03 2016-02
Ka Yan Ha 夏嘉欣 Rep 1, 4, 9 2014-04 2014-07
Chia Lin Han 韓佳玲 Rep 1, 4, 9 2019-06 2019-11
Chun Keung Ho 何俊強 Rep 1, 4, 9 2016-02 Present
Ho Ling Ho 何灝靈 Rep 1, 4, 9 2017-03 2018-09
Ka Kei Ho 何嘉琪 Rep 1, 4, 9 2006-08 2015-09
Kenny Wai Yip Ho 何偉業 Rep 1, 4, 5, 6, 9 Pre-2003 2004-03
Yan Ho 何欣 Rep 1, 4, 9 2020-12 Present
Chun Piu Hui 許俊彪 Rep 1, 4, 9 2016-12 2022-06
Pak Yung Hung 洪柏榕 Rep 1, 4, 5, 9 2024-05 Present
Lik Fu Jim 詹歷富 Rep 1, 4, 5, 9 2018-09 2022-01
Lu Jin 金璐 Rep 1, 4, 9 2019-08 2022-11
Tsz Man Kam 甘芷敏 Rep 4, 6, 9 Pre-2003 2004-05
Ho Yin (SFC:BXS158) Kan 簡皓賢 Rep 1, 4 2026-03 Present
Hoi Leung Kan 簡海良 Rep 1 2006-07 2010-05
Showing 1–100 of 269

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