Felix Tak Long Lee

李德朗
CE No. AWX605 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Felix Tak Long Lee (李德朗), a licensed Responsible Officer with CE reference AWX605. Currently licensed at 1 firm(s): Hang Seng Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Hang Seng Investment Management Limited
恒生投資管理有限公司
RO Type 1 — Dealing in securities 2023-07-14 present
Hang Seng Investment Management Limited
恒生投資管理有限公司
RO Type 4 — Advising on securities 2023-07-14 present
Hang Seng Investment Management Limited
恒生投資管理有限公司
RO Type 9 — Asset management 2023-07-14 present
Hang Seng Investment Management Limited
恒生投資管理有限公司
RO Type 6 — Advising on corporate finance 2017-06-30 present
Hang Seng Investment Management Limited
恒生投資管理有限公司
RO Type 5 — Advising on futures contracts 2017-01-06 present
Hang Seng Investment Management Limited
恒生投資管理有限公司
Rep Type 5 — Advising on futures contracts 2011-05-11 2017-01-06
Hang Seng Investment Management Limited
恒生投資管理有限公司
Rep Type 1 — Dealing in securities 2011-03-03 2023-07-14
Hang Seng Investment Management Limited
恒生投資管理有限公司
Rep Type 4 — Advising on securities 2011-03-03 2023-07-14
Hang Seng Investment Management Limited
恒生投資管理有限公司
Rep Type 9 — Asset management 2011-03-03 2023-07-14

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