Sai Lung Luk
陸世龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Lung Luk (陸世龍), a licensed former licensee with CE reference ACZ941. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 1 — Dealing in securities | present | 2018-06-22 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2017-11-17 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2018-06-22 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2018-06-22 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2017-11-17 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-15 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 9 — Asset management | present | 2018-06-22 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
RO | Type 9 — Asset management | present | 2005-02-12 |