Wai Yin Au
歐瑋彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin Au (歐瑋彥), a licensed Representative with CE reference BQF524. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2024-04-08 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2024-04-08 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 9 — Asset management | 2024-04-08 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-08 | 2024-02-04 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-08 | 2024-02-04 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2020-10-08 | 2024-02-04 |