BOCI-Prudential Asset Management Limited

中銀國際英國保誠資產管理有限公司
CE No. AFK209 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BOCI-Prudential Asset Management Limited (中銀國際英國保誠資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AFK209. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 5 — Advising on futures contracts; 6 — Advising on corporate finance; 9 — Asset management. Current licensed staff on file: 85 (total recorded over time: 498). Earliest licence on file: 2007-07-04.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Advising on corporate finance →More firms doing Asset management →

Registered address

27/F, Bank of China Tower, 1 Garden Road, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 4 — Advising on securities present present
Type 5 — Advising on futures contracts present present
Type 6 — Advising on corporate finance 2007-07-04 present
Type 9 — Asset management present present
Type 6 — Advising on corporate finance present 2005-02-18

Licensed staff (all-time) (498)
Active on date

Name Activities First licensed To
Alan Wai Lun Chan 陳偉倫 RO 1, 4, 5, 9 Rep 1, 4, 5, 6, 9 Pre-2003 Present
Timmy Tsz Yan Chan 陳子欣 RO 1, 4 Rep 1, 4 2007-10 Present
Kit Sum Cheung 張潔心 RO 1, 4, 5, 9 Rep 4, 5, 9 Pre-2003 2006-01
Mei Yee Cheung 張美儀 RO 1, 4, 6 Rep 1, 4, 6 2020-07 Present
Siu Lam Choi 蔡蕭林 RO 1, 4, 5, 6, 9 Rep 1, 4, 5, 9 2011-07 2019-05
Sen Dong 董森 RO 5, 9 2026-03 Present
Ka Lok (SFC:ACH783) Kwok 郭家樂 RO 1, 4, 5, 6, 9 Pre-2003 2005-08
Tat Wing Lai 黎達榮 RO 1, 4 Rep 4, 9 Pre-2003 2007-09
Sammy Chung Hing Lau 劉頌興 RO 1, 4, 5, 9 Rep 4, 9 2005-12 2006-08
Yui Leung Lee 李銳良 RO 1, 4, 5, 6, 9 Rep 4, 9 Pre-2003 2025-08
Sui Tai Lin 連瑞泰 RO 1, 4, 5, 6, 9 2006-04 2020-05
Seton Tak Chiu Lor 羅德昭 RO 1, 4, 5, 6, 9 Rep 4, 5, 9 2007-01 Present
Tat Cheung Mak 麥達彰 RO 1, 4, 5, 6, 9 Pre-2003 2018-05
Winnie Yuen Kwun Mak 麥婉鈞 RO 1, 4 Rep 1, 4 2004-12 Present
David Tuck Meng Owyong 歐陽德銘 RO 6, 9 Rep 1, 4, 6, 9 2011-09 Present
Ringo Pak Ming Sinn 冼百明 RO 1, 4, 5, 6, 9 Pre-2003 2005-03
Hing Sing Tang 鄧興成 RO 1, 4, 6, 9 Rep 4, 9 2006-07 2018-08
Yau Sheung Tse 謝友嫦 RO 1, 4 Rep 1, 4, 9 Pre-2003 2023-06
Anthony Pun Yuen Wong 王鵬遠 RO 1, 4 Rep 1, 4 2007-07 Present
Sai Hung Wong 黃世雄 RO 1, 4, 5, 6, 9 Pre-2003 2005-12
Simon Siu Man Wong 黃紹文 RO 6, 9 Rep 1, 4, 6, 9 2007-07 Present
Yim Chun Wong 王炎震 RO 1, 4, 9 Rep 1, 4, 5, 9 2006-09 Present
Ka Fat Yim 嚴家發 RO 1, 4, 5, 6, 9 2005-11 2018-09
Haochuan (SFC:ARJ089) Zhang 張浩川 RO 1, 4, 5, 6, 9 2025-08 Present
Jacqueline Au 區睿珉 Rep 1, 4 2010-03 2011-09
Maureen Au 柯橞錤 Rep 4, 9 2004-10 2009-12
Siu Fai (SFC:AFN594) Au 區紹輝 Rep 1, 4 2005-04 2026-01
Tony Shui Shing Au 歐瑞成 Rep 1, 4 2005-04 2011-02
Peng Cai 蔡鵬 Rep 1, 4, 9 2021-06 Present
Anna Suk Chun Chan 陳淑珍 Rep 4 2005-04 2011-02
Catherine Chan 陳霆倩 Rep 4 2005-04 2005-06
Chi Fai (SFC:ANU258) Chan 陳志輝 Rep 4 2010-03 2026-01
Chi Kwan Chan 陳紫君 Rep 1, 4 2010-03 2011-02
Ching Han (SFC:AMQ480) Chan 陳靜嫺 Rep 1, 4 2009-07 2011-02
Ella Suk Ling Chan 陳淑玲 Rep 4 2005-04 2011-02
Fora Pik Yu Chan 陳碧如 Rep 1, 4 2008-08 2012-04
Franky Chan 陳建生 Rep 4, 9 Pre-2003 2005-07
Fung (SFC:APC815) Chan 陳鳳 Rep 4 2007-08 2008-04
Gloria Sau Yin Chan 陳秀妍 Rep 1, 4, 9 2015-03 Present
Henry Wai Hon Chan 陳偉漢 Rep 4 2005-04 2007-04
Ho (SFC:AFM785) Chan 陳浩 Rep 4 2005-04 2011-02
Hok Chung Chan 陳學忠 Rep 1, 4 2005-04 2011-02
Icy Sik Yan Chan 陳淅恩 Rep 1, 4 2010-03 2012-02
Io Nang Terry Chan 陳耀能 Rep 1 2021-12 Present
Jutlandia Yuk Kwai Chan 陳玉桂 Rep 4 2005-04 2005-10
Ka Ki (SFC:AQI790) Chan 陳嘉騏 Rep 4 2008-03 2008-06
Ka Wai (SFC:AFH270) Chan 陳家偉 Rep 1, 4, 5, 6, 9 Pre-2003 2018-08
Kam Shan Chan 陳錦珊 Rep 4 2005-04 2008-02
King Wo Daniel Chan 陳敬和 Rep 1, 4 2020-07 2025-09
Kwok Wai (SFC:AFR036) Chan 陳國偉 Rep 4 2005-04 2006-02
Kwok Ying (SFC:BIE892) Chan 陳幗英 Rep 1, 4 2016-10 2018-05
Lee On Chan 陳理安 Rep 4 2004-11 2006-05
Lily Li Li Chan 陳莉莉 Rep 4, 9 Pre-2003 2004-09
Louisa Wai Yin Chan 陳惠賢 Rep 4 2005-04 2011-02
May May Chan 陳美美 Rep 1, 4 2005-04 2012-02
Ming Yin Chan 陳銘賢 Rep 4, 9 Pre-2003 2004-09
Moon Wah Chan 陳滿華 Rep 4 2005-04 2006-09
Po Ki (SFC:AGM433) Chan 陳寶奇 Rep 4, 9 Pre-2003 2019-11
Po Shing Chan 陳寶盛 Rep 4 2005-04 2012-02
Sai Fan Chan 陳世凡 Rep 1, 4, 6, 9 2010-11 2025-06
Sarah Lai Man Chan 陳麗文 Rep 4 2005-04 2011-02
Sau Heung Chan 陳秀香 Rep 4 2010-01 2012-02
Shuk Kam Chan 陳淑琴 Rep 1, 4 2005-04 2012-02
Siu Chun (SFC:AFM781) Chan 陳小珍 Rep 4 2005-04 2012-02
Siu Fong (SFC:AFR864) Chan 陳笑芳 Rep 1, 4 2005-04 2011-09
Siu Yin Chan 陳小燕 Rep 4 2005-04 2008-07
Tai Yu Chan 陳泰如 Rep 1, 4, 9 2017-10 Present
Tsz Man Chan 陳芷敏 Rep 1, 4 2022-12 Present
Wai Kong Chan 陳偉剛 Rep 4 2006-10 2008-07
Wai Yin (SFC:BOT815) Chan 陳慧賢 Rep 1, 4 2021-09 2023-05
Yik Lam Chan 陳奕霖 Rep 1, 4 2018-11 2025-09
Yoki Mei Chun Chan 陳美真 Rep 1, 4 2009-03 2012-02
Yuen Ting Chan 陳婉婷 Rep 1, 4 2010-08 2019-04
Yuet Wa Chan 陳月華 Rep 1, 4 2015-10 2020-10
Chung Kan Chang 鄭忠勤 Rep 4 2005-04 2005-06
Gar Man Chang 鄭嘉敏 Rep 1, 4, 9 Pre-2003 Present
Man Yee Chau 周曼怡 Rep 4 2008-01 2015-11
Steven Hoi Yuen Chau 周開源 Rep 1, 4 2005-04 2011-02
Yee Wa Chau 周綺華 Rep 1, 4, 9 Pre-2003 Present
Chi Ho Chen 陳志豪 Rep 1, 4 2011-08 2013-04
Mengru Chen 陳夢汝 Rep 1, 4, 9 2019-07 2020-06
Yan (SFC:AFM887) Chen 陳欣 Rep 4 2005-04 2014-01
Hang Yuen Cheng 鄭鏗源 Rep 4 2005-04 2012-02
Iris Hoi Man Cheng 鄭凱文 Rep 1, 4 2010-03 2013-02
King Hong Cheng 鄭競康 Rep 1, 4 2009-07 2010-08
Kris Cheng 鄭曉琴 Rep 4 2005-04 2007-03
Pui Shan (SFC:BJV196) Cheng 鄭珮珊 Rep 1, 4, 6 2017-08 2022-04
Wai Ming Cheng 鄭慧明 Rep 1, 4 2005-04 2012-02
Wing Sum (SFC:AUT137) Cheng 鄭穎芯 Rep 1, 4, 9 2010-03 2013-03
Wing Ho Cheuk 卓永豪 Rep 4 2005-04 2005-06
Beck Ping Hang Cheung 張秉恆 Rep 1, 4 2015-10 2017-01
Cecilia Chui Fan Cheung 張翠芬 Rep 4, 9 Pre-2003 2003-06
Christina Ka Man Cheung 張嘉雯 Rep 1, 4, 5, 9 2011-05 2021-01
Ho Yin (SFC:AZY876) Cheung 張浩然 Rep 4 2012-08 2016-04
Kin Fung Cheung 張建鋒 Rep 4 2006-11 2013-09
King Hung Cheung 張景虹 Rep 1, 4 2024-04 Present
Kit Lok Cheung 張潔樂 Rep 1, 4 2005-04 2011-02
Mei Ling Cheung 張美玲 Rep 1, 4 2005-04 2014-01
Nga Ying Cheung 張雅盈 Rep 1, 4 2020-11 2021-07
Pui Mei Heidi Cheung 章佩湄 Rep 1, 4 2021-09 2025-04
Showing 1–100 of 498

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