Kit Sum Cheung
張潔心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Sum Cheung (張潔心), a licensed former licensee with CE reference AFM247. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-01-25 | 2016-10-20 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-01-25 | 2016-10-20 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-23 | 2016-01-25 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-12-23 | 2016-01-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-03 | 2015-12-03 |
| Citigroup First Investment Management Limited | RO | Type 4 — Advising on securities | 2009-08-04 | 2015-12-03 |
| Citigroup First Investment Management Limited | RO | Type 9 — Asset management | 2009-08-04 | 2015-12-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-17 | 2015-12-03 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2009-06-17 | 2013-08-31 |
| Citigroup First Investment Management Limited | Rep | Type 4 — Advising on securities | 2009-06-17 | 2009-08-04 |
| Citigroup First Investment Management Limited | Rep | Type 9 — Asset management | 2009-06-17 | 2009-08-04 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-20 | 2006-01-11 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 4 — Advising on securities | 2005-05-20 | 2006-01-11 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-05-20 | 2006-01-11 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 9 — Asset management | 2005-05-20 | 2006-01-11 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-05-20 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-05-20 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2005-05-20 |