Citigroup Global Markets Hong Kong Futures and Securities Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Citigroup Global Markets Hong Kong Futures and Securities Limited, a Hong Kong-based licensed corporation with CE reference ABM371. Current licensed staff on file: 0 (total recorded over time: 1422). Earliest licence on file: 2003-10-15.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2003-10-15 | 2014-01-21 |
| Type 2 — Dealing in futures contracts | present | 2014-01-21 |
| Type 5 — Advising on futures contracts | present | 2003-10-13 |
| Type 9 — Asset management | present | 2003-10-13 |
Licensed staff (all-time) (1422)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Khuzaima Asgar Arsiwalla | RO 2 Rep 2, 5, 9 | Pre-2003 | 2011-08 |
| Andrew Quentin Barrett | RO 1, 2 | 2011-08 | 2013-08 |
| Lisa Sin Man Chan 陳倩雯 | RO 2 Rep 1, 2, 5, 9 | Pre-2003 | 2011-06 |
| Yung Ching Chang 張永經 | RO 1, 2 Rep 1, 2 | 2009-08 | 2013-08 |
| Zhao Teng Chen 陳騰昭 | RO 2 Rep 2 | 2008-04 | 2013-08 |
| Hok Yuen Chiang 蔣學源 | RO 1 Rep 1 | 2003-10 | 2013-08 |
| Chang Ming Choy 蔡燦明 | RO 2, 5, 9 Rep 1, 2 | Pre-2003 | 2007-04 |
| Benny Koon Chung Chung 鍾冠聰 | RO 1 Rep 1 | 2007-08 | 2008-11 |
| Gongwen Dong 董功文 | RO 1 Rep 1 | 2003-10 | 2010-09 |
| Craig Andrew Duffy | RO 1 Rep 1 | 2003-10 | 2012-01 |
| Shu Wai Fan 范舒慧 | RO 1 Rep 1 | 2003-10 | 2011-05 |
| Adrian Hendrik Faure 霍哲仁 | RO 1 Rep 2 | 2009-11 | 2013-06 |
| Edmund Ho 何艾文 | RO 1 Rep 1 | 2004-06 | 2008-11 |
| Kenneth Sau Yee Hon 韓守義 | RO 2 Rep 2 | 2004-01 | 2010-02 |
| Damian Peter Kelly | RO 2 | 2007-08 | 2009-01 |
| Justin Kennedy 甘迺迪 | RO 2, 5, 9 | Pre-2003 | 2009-10 |
| Ho Young Kim | RO 2, 5, 9 Rep 2 | Pre-2003 | 2013-02 |
| Edward Sung Lai Lam 林崇禮 | RO 1 Rep 1 | 2006-07 | 2012-01 |
| David Tat Wai Lau 劉達維 | RO 1 Rep 1 | 2005-04 | 2008-11 |
| Raymond Yuman Lee 李裕民 | RO 1 Rep 1 | 2004-03 | 2008-07 |
| Willy Ke-Wei Liu 劉可偉 | RO 1 Rep 1 | 2003-10 | 2011-04 |
| Kirsty MacTaggart | RO 1 Rep 1 | 2003-10 | 2005-04 |
| John Stephen McIntyre | RO 1 Rep 1 | 2007-02 | 2009-08 |
| Stephen James Nichols | RO 1, 2 Rep 1, 2 | 2006-04 | 2010-06 |
| Richard John Patterson | RO 1 Rep 1, 2 | 2003-11 | 2008-11 |
| Cho Fai Poon 潘祖輝 | RO 1 Rep 1 | 2004-06 | 2012-01 |
| Yujun Qian 錢于軍 | RO 1 Rep 1 | 2007-04 | 2012-01 |
| David Talmadge Ratliff | RO 1, 2 | Pre-2003 | 2013-08 |
| Francis Joseph Slevin | RO 1 | 2003-10 | 2007-01 |
| Wai Sang So 蘇偉生 | RO 1, 2, 5, 9 | Pre-2003 | 2008-07 |
| Rodney Ling Kay Tsang 曾令祺 | RO 1 Rep 1 | 2009-12 | 2012-01 |
| Jonathan Si Pong Tse 謝仕邦 | RO 1, 2 Rep 1, 2 | 2011-08 | 2013-03 |
| May Wai Yee Tse 謝慧儀 | RO 1 Rep 2 | 2013-02 | 2013-08 |
| Kenneth Hoi-Yi Tung 董凱鐿 | RO 1 Rep 1 | 2004-03 | 2009-03 |
| Sheng Wu 武胜 | RO 1 Rep 1 | 2006-05 | 2010-06 |
| Richard Zhang | RO 1 Rep 1 | 2007-08 | 2012-01 |
| Youssef Jalil Abawi | Rep 2 | 2012-03 | 2012-05 |
| Capan Acar | Rep 1, 2 | 2009-12 | 2012-05 |
| Vipul Aggarwal | Rep 2 | 2005-09 | 2008-10 |
| Gaurav Agrawal | Rep 2 | 2010-01 | 2011-09 |
| Yoshinobu Agu | Rep 1 | 2011-03 | 2011-03 |
| Mohammad Mekail Enver Adil Ahmed | Rep 1 | 2009-03 | 2010-03 |
| Woodrow Ahn | Rep 1 | 2003-10 | 2005-01 |
| Stephen John Albutt | Rep 1, 2 | 2010-05 | 2013-08 |
| Justin Nicholas Alevizos | Rep 1 | 2006-08 | 2012-01 |
| Rong An 安蓉 | Rep 1, 2 | 2009-07 | 2010-02 |
| Paul Jonathan Andersson | Rep 1, 2 | 2010-07 | 2013-06 |
| Mohammed Zuned Apabhai | Rep 1, 2 | 2009-03 | 2013-08 |
| Jeffrey Pok Ho Au 區博濠 | Rep 2 | 2007-05 | 2013-08 |
| Vincent Che Tim Au 歐智添 | Rep 2 | 2013-06 | 2013-08 |
| Wan Fung Au 區雲峰 | Rep 1, 2 | 2006-09 | 2013-08 |
| Yiu Bong Au 區耀邦 | Rep 2 | 2008-06 | 2012-09 |
| Annie Tin Au-Yeung 歐陽靝 | Rep 2, 5, 9 | Pre-2003 | 2006-06 |
| Emily Ying Ka Au-Yeung 歐陽瑩嘉 | Rep 1 | 2008-10 | 2010-07 |
| Shi Peng Awyong | Rep 1, 2 | 2012-11 | 2013-08 |
| June Seok Baek 白埈錫 | Rep 2 | 2003-07 | 2013-08 |
| Eric Baer 凌照文 | Rep 2 | 2008-10 | 2008-11 |
| Arundhoti Banerjee | Rep 2 | 2008-07 | 2009-01 |
| Kaushik Banerjee | Rep 1 | 2008-02 | 2011-12 |
| Colin Dennis Banfield | Rep 1 | 2010-06 | 2012-01 |
| Guneet Banga | Rep 1 | 2003-10 | 2011-11 |
| Kohei Banno | Rep 1 | 2010-12 | 2013-08 |
| Smith Banomyong | Rep 2 | 2009-01 | 2010-06 |
| Arun Kumar Bansal | Rep 1 | 2010-07 | 2012-01 |
| Michael Rory McAlister Barry | Rep 2 | 2005-08 | 2007-05 |
| Victoria-Maureen Libunao Bartolome | Rep 1 | 2009-09 | 2011-08 |
| Darin Daniel Baur | Rep 1 | 2008-02 | 2009-02 |
| Enrique Becerra | Rep 1 | 2007-03 | 2010-04 |
| Marc Robert Benton | Rep 1 | 2004-05 | 2008-11 |
| Guangchen Bian 邊光晨 | Rep 1 | 2011-08 | 2012-01 |
| David Paul Campbell Biller | Rep 1 | 2009-09 | 2012-01 |
| Joyce Suk Han Black 龔淑嫻 | Rep 1, 2 | 2008-06 | 2009-07 |
| John Charles David Blake | Rep 1 | 2006-08 | 2007-04 |
| Laurence Peter Booth | Rep 1, 2 | 2007-07 | 2008-02 |
| Michael Borch | Rep 1 | 2009-01 | 2012-01 |
| Xavier Armand Bosco | Rep 1, 2 | 2010-11 | 2012-06 |
| Vahe Olivier Bourmayan | Rep 1, 2 | 2009-12 | 2010-03 |
| James Joseph Boyle | Rep 1, 2 | 2012-03 | 2013-08 |
| Neelkamal Brar | Rep 1 | 2007-12 | 2008-07 |
| Emanuel Roland Breiter 金海翔 | Rep 2, 5, 9 | Pre-2003 | 2004-03 |
| Gregoire Daniel Remi Brillaud | Rep 1, 2 | 2007-04 | 2011-07 |
| Roland Thomas Broda | Rep 2 | 2011-01 | 2011-12 |
| Elizabeth Frances Burgess | Rep 2 | 2011-08 | 2012-04 |
| Luke Arthur Burgis | Rep 1 | 2004-12 | 2005-08 |
| Maartje Leonoor Bus | Rep 1 | 2004-03 | 2005-02 |
| Elizabeth Cabot | Rep 1 | 2003-10 | 2005-05 |
| Stephen John Cadell | Rep 2 | 2006-11 | 2007-06 |
| Chong Cai 蔡翀 | Rep 1 | 2007-05 | 2012-01 |
| Wei Cai 蔡衛 | Rep 1 | 2004-04 | 2006-02 |
| Evren Cakirahmetoglu | Rep 2 | 2012-10 | 2013-08 |
| Salvatore Campo | Rep 1 | 2005-04 | 2005-07 |
| Jinbo Cao 曹晋波 | Rep 2 | 2005-08 | 2013-09 |
| John Cao 曹鈞 | Rep 1 | 2004-06 | 2006-04 |
| Shaoshan Cao 曹少山 | Rep 1 | 2004-05 | 2006-07 |
| John Charles Caparusso | Rep 1 | 2006-09 | 2008-04 |
| Ermes Caramaschi | Rep 1, 2 | 2011-02 | 2011-12 |
| Kenneth Patrick Carcaterra | Rep 2, 5, 9 | Pre-2003 | 2011-02 |
| Stephen Brass Chadwick | Rep 2, 5, 9 | Pre-2003 | 2003-05 |
| Adam Shun Fat Chan 陳順發 | Rep 2 | 2007-10 | 2012-06 |
| Alan Kin Ting Chan 陳鍵霆 | Rep 1 | 2011-08 | 2012-01 |
Showing 1–100 of 1422