Darin Daniel Baur
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Darin Daniel Baur ( ), a licensed former licensee with CE reference AQO190. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZACD Financial Group Limited |
RO | Type 1 — Dealing in securities | 2016-12-02 | 2019-05-31 |
| ZACD Financial Group Limited |
RO | Type 4 — Advising on securities | 2016-12-02 | 2019-05-31 |
| ZACD Financial Group Limited |
RO | Type 6 — Advising on corporate finance | 2016-12-02 | 2019-05-31 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-04-07 | 2015-05-15 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-11-20 | 2015-05-15 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-11-20 | 2015-05-15 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-27 | 2013-11-20 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-27 | 2013-11-20 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2012-04-20 | 2012-07-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-21 | 2009-02-05 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2008-02-21 | 2009-02-05 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-02-21 | 2009-02-05 |