Canaccord Genuity (Hong Kong) Limited
加通(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Canaccord Genuity (Hong Kong) Limited (加通(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AWF419. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 5 (total recorded over time: 28). Earliest licence on file: 2011-05-04.
Registered address
Suite 1210, 12/F, ICBC Tower, Three Garden Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2011-05-04 | present |
| Type 4 — Advising on securities | 2011-05-04 | present |
| Type 6 — Advising on corporate finance | 2014-04-07 | 2016-11-02 |
Licensed staff (all-time) (28)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| David Samuel Barlow | RO 1, 4 | 2012-03 | Present |
| Darin Daniel Baur | RO 1, 4, 6 Rep 1, 4 | 2013-05 | 2015-05 |
| Marcus Geoffrey Freeman | RO 1, 4 | 2011-05 | Present |
| Thomas Peter Gunnersen | RO 1, 4 Rep 1, 4 | 2011-05 | 2019-06 |
| Benjamin Isaac Hoad | RO 1, 4 Rep 1, 4 | 2019-06 | Present |
| Rory Colledge Leader | RO 1, 4 | 2011-05 | 2012-09 |
| Bik San Leung 梁碧珊 | RO 1, 4 | 2021-02 | Present |
| Peter Joseph O'Malley | RO 1, 4 Rep 1, 4 | 2013-05 | 2014-02 |
| Kesava Rajat Panikkar 斑徭畯 | RO 1, 4, 6 Rep 1, 4 | 2013-05 | 2016-09 |
| Zachry David Rosenberg | RO 1, 4, 6 | 2012-09 | 2016-09 |
| Kyle William Stewart | RO 1, 4 | 2012-07 | 2012-09 |
| Michael Stefan Wegener | RO 1, 4, 6 Rep 1, 4 | 2013-05 | 2015-04 |
| Campbell Robert Alder | Rep 1 | 2014-08 | 2015-08 |
| Jolin Qiu Wen Ang | Rep 1, 4, 6 | 2014-09 | 2015-08 |
| Cameron Gordon Bell | Rep 4 | 2013-11 | 2015-12 |
| Shuqi Chen 陳姝祺 | Rep 1, 4, 6 | 2016-01 | 2017-03 |
| Robert Scott Clements | Rep 1, 4 | 2019-07 | 2020-08 |
| Xuan (SFC:BCQ596) Li 李璇 | Rep 1, 4, 6 | 2014-02 | 2014-07 |
| Jia Ning Phua 潘家寧 | Rep 1, 4, 6 | 2013-05 | 2015-01 |
| Saul George Raccah | Rep 1, 4 | 2013-11 | 2014-02 |
| Todd Dustin Radons | Rep 1, 4, 6 | 2013-05 | 2016-08 |
| Genevieve Alice Ryan | Rep 1 | 2017-02 | 2018-03 |
| Xavier John Ryan | Rep 1 | 2026-05 | Present |
| Chen Yei Siew 蕭勁毅 | Rep 1, 4, 6 | 2013-05 | 2015-10 |
| Guohuan Wang 王國歡 | Rep 1, 4 | 2013-05 | 2013-11 |
| Lei (SFC:AYW852) Wu 吳鐳 | Rep 1, 4, 6 | 2013-05 | 2014-08 |
| Jianying Yang 楊健穎 | Rep 1, 4 | 2013-05 | 2014-01 |
| James Xiaohan Zhang | Rep 1, 4, 6 | 2014-01 | 2015-09 |
Showing 1–28 of 28
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