Rory Colledge Leader
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rory Colledge Leader ( ), a licensed former licensee with CE reference AAB762. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bauhinia Capital Partners Limited |
RO | Type 1 — Dealing in securities | 2015-12-10 | 2018-12-31 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-05-04 | 2012-09-13 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-05-04 | 2012-09-13 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-20 | 2009-11-28 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-06-28 | 2009-11-28 |