James Xiaohan Zhang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Xiaohan Zhang ( ), a licensed former licensee with CE reference AXU650. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-30 | 2015-09-09 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-02 | 2015-09-09 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-02 | 2015-09-09 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-04 | 2013-03-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-04 | 2013-03-01 |