Jia Ning Phua
潘家寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia Ning Phua (潘家寧), a licensed former licensee with CE reference AZC814. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-30 | 2025-02-18 |
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-04 | 2021-09-29 |
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-09 | 2021-09-29 |
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-03-09 | 2021-09-29 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-30 | 2015-01-09 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-15 | 2015-01-09 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-15 | 2015-01-09 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2012-03-16 | 2012-08-28 |