HSBC Corporate Finance (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Corporate Finance (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference ACX287. Currently licensed for regulated activity type(s) 6 — Advising on corporate finance. Current licensed staff on file: 111 (total recorded over time: 562). Earliest licence on file: 2012-03-09.
Registered address
HSBC Main Building, 1 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 6 — Advising on corporate finance | 2012-03-09 | present |
| Type 2 — Dealing in futures contracts | present | 2012-03-21 |
| Type 5 — Advising on futures contracts | present | 2005-01-25 |
| Type 9 — Asset management | present | 2005-01-25 |
Licensed staff (all-time) (562)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Alexis Thomas David Adamczyk | RO 6 | 2017-12 | 2019-03 |
| Zhen An 安鎮 | RO 6 Rep 6 | 2022-04 | 2025-04 |
| Jason On Kit Au 歐安傑 | RO 6 | 2012-03 | 2016-05 |
| Tat H Au Yeung 歐陽達顯 | RO 2 | 2003-09 | 2004-01 |
| Russell William Beattie |