Wing Yee Lau
劉穎怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yee Lau (劉穎怡), a licensed Responsible Officer with CE reference ARM920. Currently licensed at 1 firm(s): HSBC Corporate Finance (Hong Kong) Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2022-10-07 | present |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2015-10-19 | 2022-10-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-08-19 | 2015-06-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-08-19 | 2015-06-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2008-08-19 | 2015-06-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2008-08-19 | 2015-06-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2008-08-19 | 2015-06-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2008-08-19 | 2015-06-26 |