David Paul McLeod Scott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Paul McLeod Scott ( ), a licensed former licensee with CE reference ADX363. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2007-08-31 | 2008-09-20 |
| HSBC Corporate Finance (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2007-06-01 | 2008-09-20 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 2 — Dealing in futures contracts | 2007-06-01 | 2008-09-20 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 5 — Advising on futures contracts | 2007-06-01 | 2008-09-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-05-19 | 2006-09-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2006-09-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2006-09-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2005-03-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2005-03-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |