HSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Securities Brokers (Asia) Limited (滙豐證券經紀(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference ACB389. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 135 (total recorded over time: 437). Earliest licence on file: 2011-03-04.
Registered address
33F, HSBC Main Building, 1 Queen's Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | 2005-02-01 |
| Type 6 — Advising on corporate finance | present | 2005-02-01 |
| Type 7 — Providing automated trading services | 2011-03-04 | 2024-07-10 |
| Type 9 — Asset management | present | 2005-02-01 |
Licensed staff (all-time) (437)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Renaud Charles Joseph Allauzen | RO 1 Rep 1 | 2008-12 | 2022-12 |
| Tat H Au Yeung 歐陽達顯 | RO 1, 4, 6, 9 | Pre-2003 | 2004-01 |
| Florent Besson | RO 1 Rep 1 | 2022-08 | Present |
| Frank Bormann | RO 1 Rep 1 | 2007-02 | 2010-10 |
| James Michael Busta | RO 1 Rep 1 | 2010-10 | 2014-08 |
| Stephane Alain Dominique Chaboureau | RO 1 Rep 1 | 2009-04 | 2019-06 |
| Otto Chun Shing Chan 陳鎮成 | RO 1, 4, 6, 9 | Pre-2003 | 2006-09 |
| Siu Chung (SFC:AFE223) Chan 陳紹宗 | RO 1, 7 | 2017-11 | 2023-03 |
| Michael Lee Chandler | RO 1 Rep 1 | 2018-07 | Present |
| Yung Ching Chang 張永經 | RO 1 | 2007-08 | 2008-09 |
| Dart Yan Chong 莊達欣 | RO 1 | 2021-10 | 2025-01 |
| Tony Ming Lok Chung 鍾明烙 | RO 1, 4, 6, 9 Rep 1 | Pre-2003 | 2004-04 |
| Clement Bertrand Michel Cordier | RO 1 Rep 1 | 2024-11 | Present |
| James Anthony Crispin | RO 1 Rep 1 | 2006-08 | 2010-04 |
| Thomas Henri S. M. de Garidel-Thoron | RO 1 Rep 1 | 2014-09 | 2020-06 |
| Renaud Nicolas Yves Marie Delloye | RO 1 Rep 1 | 2009-09 | 2017-08 |
| Edward Bernard Charles Duggan | RO 1 Rep 1 | 2019-01 | 2021-08 |
| Christopher Mark Dunham | RO 1 Rep 1 | 2006-08 | 2009-02 |
| Alexander Hugh Ellison | RO 1 | 2007-12 | 2009-06 |
| Kurt Ernst Finkbeiner | RO 1 | 2007-09 | 2007-09 |
| James Christopher Grafton | RO 1 Rep 1 | 2018-09 | 2022-01 |
| Jonathan Robert Green | RO 1 Rep 1 | 2015-08 | 2019-11 |
| Jonathan Stiles Hancock | RO 1 | Pre-2003 | 2009-01 |
| Franklin Ching Kuen Heng 幸正權 | RO 1, 4, 6, 9 | Pre-2003 | 2006-04 |
| Hoi Tung Ho 何凱棟 | RO 1 Rep 1, 7 | 2007-11 | 2015-06 |
| Kenneth Sau Yee Hon 韓守義 | RO 1 Rep 1 | 2022-10 | Present |
| Amyn Husain | RO 1 Rep 1 | 2025-01 | Present |
| Russell James Jacobsen | RO 1 Rep 1 | 2012-05 | 2025-02 |
| Oliver Kadhim | RO 1 Rep 1 | 2021-08 | 2024-09 |
| King Wai Lam 林經緯 | RO 1 Rep 1 | 2024-05 | Present |
| Adrian Yan Ho Lau 劉恩豪 | RO 1 Rep 1 | 2023-05 | Present |
| Stephane Clement Daniel Leleu | RO 1 Rep 1 | 2005-12 | 2006-08 |
| Alexander William Li 李力山 | RO 1 Rep 1 | 2023-06 | 2024-11 |
| Chun Wai Li 李俊蔚 | RO 1 Rep 1 | 2021-11 | Present |
| Jacqueline May Ling Liau 廖美齡 | RO 1 Rep 1 | 2021-02 | 2022-10 |
| Quentin Gregoire Limouzi | RO 1 Rep 1 | 2013-08 | 2015-03 |
| Andrew Charles Maynard | RO 1, 7 Rep 1, 7 | 2015-10 | 2018-03 |
| Fabien Melero | RO 1 Rep 1 | 2020-02 | Present |
| Martin Andreas Mrosek | RO 1 Rep 1 | 2008-03 | 2025-07 |
| Simon Dominic Nuno da Silva Freyre-Sanders | RO 1 Rep 1 | 2019-08 | 2024-10 |
| Christophe Alexandre Pierrick Oleron | RO 1 Rep 1 | 2016-09 | 2022-04 |
| Gerardo Gonzalez Pablo 巴布羅 | RO 1 Rep 1 | 2010-08 | 2022-12 |
| Erik Thomas Palmetto | RO 1 Rep 1 | 2010-11 | Present |
| Rakesh Patel | RO 1, 7 | 2006-05 | 2019-07 |
| Jefferson Saunders | RO 1, 7 | 2009-03 | 2016-01 |
| David Paul McLeod Scott | RO 1 | 2007-08 | 2008-09 |
| Herve Pierre Alexandre Semin | RO 1 Rep 1 | 2008-03 | Present |
| Jeremy David Steen | RO 1 | 2022-07 | 2024-07 |
| James Sylvester-Evans | RO 1 Rep 1 | 2021-10 | Present |
| Lee Peter Wallace | RO 1 Rep 1 | 2005-07 | 2008-11 |
| Christopher James White | RO 1 Rep 1 | 2015-03 | 2017-09 |
| Tsz Wai (SFC:AJM339) Wong 黃子威 | RO 1 Rep 1 | 2012-08 | Present |
| Hossein Zaimi 薛浩成 | RO 1, 7 | 2017-12 | 2020-07 |
| Justin John Abbiss | Rep 1 | 2013-09 | 2015-05 |
| Capan Acar | Rep 1 | 2007-12 | 2009-11 |
| Vineet Agrawal | Rep 1 | 2013-05 | 2013-07 |
| Unnayan Amitabh | Rep 1 | 2025-12 | Present |
| Oren Ephraim Amsellem | Rep 1 | 2011-05 | 2015-03 |
| Tiffany Chiu Yu Man Andrew 趙汝玟 | Rep 1 | 2023-09 | Present |
| Eric Tai Yue Ang 洪大裕 | Rep 1 | 2012-04 | 2021-07 |
| Yajur Arora | Rep 1 | 2022-08 | Present |
| Hritvik Arya | Rep 1 | 2024-08 | Present |
| Ka Yee Au 區嘉兒 | Rep 1 | 2012-07 | 2013-10 |
| Sebastien Nicolas Aussandon | Rep 1 | 2024-02 | Present |
| Roestam Effendi Bin Bachtiar | Rep 1 | 2023-03 | Present |
| Andrew Jonathan Baker | Rep 1, 7 | 2012-01 | 2018-03 |
| Salma Bakouk | Rep 1 | 2017-04 | 2017-04 |
| Richard Jeremy Barton | Rep 1 | 2005-12 | 2008-07 |
| Stuart John Barton | Rep 1 | 2007-07 | 2008-01 |
| Alexander Li Benfield | Rep 1 | 2022-10 | 2023-03 |
| Romain Pierre Berry | Rep 1 | 2017-08 | 2021-05 |
| Puja Ramesh Bharwani 巴灣尼 | Rep 1 | 2011-07 | 2014-03 |
| Joynay Bhurtah | Rep 1 | 2015-08 | 2019-03 |
| Michael Dieter Birlenbach | Rep 1 | 2007-08 | 2011-03 |
| Abdelkader Bouttou | Rep 1 | 2021-09 | 2025-04 |
| Daniel Joseph Browne | Rep 1 | 2020-05 | 2021-07 |
| Michael Bernhard Bucher | Rep 1 | 2010-04 | 2012-05 |
| Daniel John Butt | Rep 1 | 2021-11 | Present |
| Kara Kyung Wha Byun | Rep 1 | 2011-01 | 2017-04 |
| Yu Cai 蔡玉 | Rep 1 | 2010-03 | 2010-04 |
| Richard Stephan Casey | Rep 1 | 2018-10 | 2023-01 |
| Paul Charles Roger Cazaubiel | Rep 1 | 2009-12 | 2012-04 |
| Ada Ho Yan Chan 陳可欣 | Rep 1 | 2011-07 | 2014-06 |
| Angela Ruo Jun Chan 陳若君 | Rep 1 | 2011-08 | 2015-04 |
| Cedric Cham Pong Chan 陳湛邦 | Rep 1, 7 | 2010-06 | 2015-09 |
| Chi Yuen Chan 陳治源 | Rep 1 | 2015-08 | Present |
| Chun Ning (SFC:AQM626) Chan 陳振寧 | Rep 1 | 2008-02 | 2012-05 |
| Hang Ting Chan 陳杏婷 | Rep 1 | 2008-06 | 2009-04 |
| Hon Wah Chan 陳漢華 | Rep 1, 7 | 2008-04 | Present |
| Kai Cheung Chan 陳啟祥 | Rep 1 | 2021-08 | Present |
| Kanas Yan Yan Chan 陳恩因 | Rep 1 | 2013-12 | Present |
| Keith Kee Chee Chan 陳其志 | Rep 1 | 2009-09 | 2014-06 |
| Kenneth Pui Ming Chan 陳沛明 | Rep 1 | 2024-08 | Present |
| Kim Sing Chan 陳劍星 | Rep 1 | 2021-06 | Present |
| Kit Ho Chan 陳傑浩 | Rep 1 | 2024-06 | 2024-07 |
| Mark Kar Yue Chan 陳嘉裕 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-10 |
| Rayson Ho Yuen Chan 陳浩源 | Rep 1 | 2012-08 | 2013-10 |
| Rene Hoi Yan Chan 陳海茵 | Rep 1 | 2006-03 | 2007-08 |
| Roy Kwun Yat Chan 陳君逸 | Rep 1 | 2014-09 | Present |
| See Chun Chan 陳思進 | Rep 1 | 2022-10 | Present |
Showing 1–100 of 437
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