Chun Wai Li
李俊蔚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wai Li (李俊蔚), a licensed Responsible Officer with CE reference AOL205. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2025-05-30 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-18 | 2025-05-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-05 | 2021-10-25 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-12-05 | 2021-10-25 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-05 | 2021-10-25 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-08-28 | 2016-06-21 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2009-08-28 | 2016-06-21 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2009-08-28 | 2016-06-21 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2009-08-28 | 2016-06-21 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-05 | 2009-08-24 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-25 | 2009-08-24 |