UBS Derivatives Hong Kong Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UBS Derivatives Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference AAY107. Current licensed staff on file: 0 (total recorded over time: 210).
Licence history
| Activity | From | To |
|---|---|---|
| Type 2 — Dealing in futures contracts | present | 2016-12-18 |
| Type 5 — Advising on futures contracts | present | 2005-02-07 |
| Type 9 — Asset management | present | 2005-02-07 |
Licensed staff (all-time) (210)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Clarence John Beshke | RO 2 Rep 2 | Pre-2003 | 2013-11 |
| Benjamin Victor Michael Chandler | RO 2 Rep 2 | 2011-06 | 2016-12 |
| Jimmy Min Tat Cheng 鄭勉達 | RO 2, 5, 9 | Pre-2003 | 2007-04 |
| Winnie Mo Sze Chiu 趙慕詩 | RO 2 Rep 2 | 2009-09 | 2012-11 |
| John Martinus Coffeng | RO 2 Rep 2, 5, 9 | Pre-2003 | 2010-09 |
| Laurent Benoit Georges Combalot | RO 2 Rep 2 | 2005-07 | 2016-12 |
| Christopher John Craig-Wood | RO 2 Rep 2 | 2010-05 | 2016-03 |
| Boris Xavier Feschet | RO 2 Rep 2 | 2012-04 | 2016-12 |
| David Paul Gray | RO 2 | 2010-06 | 2011-07 |
| David James Innerdale | RO 2 | 2011-06 | 2016-12 |
| Rajesh Ramesh Melwani | RO 2 Rep 2, 5, 9 | Pre-2003 | 2010-01 |
| Christopher James Sidney O'Meara | RO 2 Rep 2 | 2010-07 | 2014-04 |
| Kenneth Kwok Kit Pang 彭國傑 | RO 2 | 2005-05 | 2009-04 |
| Min Park | RO 2 | 2004-07 | 2009-04 |
| Christopher Scott | RO 2 Rep 2 | 2012-11 | 2016-06 |
| Mohan Subramaniam | RO 2 Rep 2 | 2006-10 | 2008-11 |
| Taichi Takahashi 高橋太一 | RO 2 Rep 2 | 2012-08 | 2015-07 |
| Freddie Kuok Lin Tan | RO 2 Rep 2 | 2009-03 | 2016-12 |
| Tim Wannenmacher | RO 2 Rep 2 | 2011-05 | 2016-12 |
| Chi Won Yoon | RO 2 Rep 2 | 2003-09 | 2016-07 |
| Rachit Raj | Rep 2 | 2015-08 | 2016-12 |
| Neil L Advani | Rep 2 | 2011-07 | 2012-02 |
| Yash Agarwal | Rep 2 | 2010-02 | 2016-07 |
| Dhruv Arora | Rep 2 | 2013-06 | 2015-04 |
| James Anthony Thomas Atkinson | Rep 2 | 2010-05 | 2014-04 |
| Alexander Pak Cheung Au 區柏祥 | Rep 2 | 2004-05 | 2008-03 |
| Elias Audi | Rep 2 | 2013-11 | 2016-12 |
| Pankaj Balani | Rep 2 | 2007-07 | 2008-06 |
| Navneet Kumar Bansal | Rep 2 | 2006-08 | 2010-03 |
| Belmiro Jose Barros III | Rep 2 | 2006-10 | 2007-03 |
| James Patrick Becchetti | Rep 2 | 2015-09 | 2015-09 |
| Marcel Peter Bessent | Rep 2 | 2010-09 | 2010-11 |
| David Gareth Best | Rep 2 | 2011-03 | 2016-12 |
| Andrew James Blackburn | Rep 2 | 2003-09 | 2003-12 |
| Scott Allen Blanchard | Rep 2 | 2013-05 | 2016-12 |
| Jacob Francis Boeding | Rep 2 | 2012-12 | 2014-03 |
| Adrien Paul Augustin Bordat-Maldonado Parra | Rep 2 | 2013-04 | 2016-12 |
| John Bradshaw | Rep 2, 5, 9 | Pre-2003 | 2005-03 |
| Laura Jayne Buffham | Rep 2 | 2013-07 | 2016-12 |
| Deyan Cai 蔡德焱 | Rep 2 | 2013-07 | 2014-05 |
| Zhibin Cai 蔡志斌 | Rep 2 | 2011-10 | 2016-12 |
| Brian Hon Kei Chan 陳漢基 | Rep 2 | 2004-04 | 2009-04 |
| Chun Hin Chan 陳晉軒 | Rep 2 | 2016-06 | 2016-12 |
| Chun Yin (SFC:BBK468) Chan 陳俊彥 | Rep 2 | 2015-08 | 2016-12 |
| Kristy Ling Tung Chan 陳令彤 | Rep 2 | 2015-07 | 2016-07 |
| Kwan Wah Chan 陳君華 | Rep 2 | 2012-05 | 2016-12 |
| Su-Li Chan 陳淑麗 | Rep 2 | 2015-01 | 2016-12 |
| Boliang Chen 陳柏良 | Rep 2 | 2013-09 | 2014-03 |
| Chao (SFC:BDI755) Chen 陳超 | Rep 2 | 2014-04 | 2014-10 |
| Dennis Chih Chieh Chen 陳智傑 | Rep 2 | 2015-06 | 2016-12 |
| Anthony R Cheng 陳若嘉 | Rep 2 | 2014-02 | 2016-12 |
| Ke Cheng 程珂 | Rep 2 | 2014-07 | 2016-06 |
| Iris Heung Kam Choi 蔡香琴 | Rep 2 | 2011-10 | 2015-11 |
| Junsuk Choi | Rep 2 | 2016-03 | 2016-12 |
| Sheung Ngai Choi 蔡尚毅 | Rep 2 | 2015-05 | 2016-12 |
| Peter Chu | Rep 2 | 2004-08 | 2007-02 |
| Timothy Edward Clifford | Rep 2 | 2013-07 | 2016-12 |
| Richard Adrian Conley | Rep 2 | 2011-11 | 2016-12 |
| Anthony Joseph Peregrine Constable | Rep 2 | 2015-08 | 2016-11 |
| Maxime Nicolas Bruno Cordonnier | Rep 2 | 2011-09 | 2013-04 |
| Georgia Kate Corones | Rep 2 | 2015-01 | 2016-07 |
| Mehdi Couki | Rep 2 | 2015-11 | 2016-04 |
| Stuart Dalyn Currey | Rep 2 | 2011-09 | 2014-02 |
| Christopher Edward Davis | Rep 2 | 2014-05 | 2016-12 |
| Emmanuel Pierre Marie Jean de Taffanel de la Jonquiere | Rep 2 | 2014-08 | 2014-09 |
| Antoine Pierre Marie Delterme | Rep 2 | 2010-07 | 2011-03 |
| Pankaj Jaysing Dhake | Rep 2 | 2013-05 | 2016-04 |
| Keith Donald Donan | Rep 2 | 2011-05 | 2014-03 |
| Anthony Michael Donnelly | Rep 2 | 2004-07 | 2005-06 |
| Trevor Stephen Easterbrook | Rep 2, 5, 9 | Pre-2003 | 2004-02 |
| Olivier Pierre Faure | Rep 2 | 2011-07 | 2013-01 |
| Ronald King Man Fok 霍敬文 | Rep 2, 5, 9 | Pre-2003 | 2016-12 |
| Bruce Ian French | Rep 2 | 2013-06 | 2016-12 |
| Shrinivas Ravindra Gangal | Rep 2 | 2013-07 | 2016-05 |
| Leng Teck Goh | Rep 2 | 2014-05 | 2015-09 |
| Amine Goraieb | Rep 2 | 2011-03 | 2013-05 |
| Wenhui Gou 勾文慧 | Rep 2 | 2015-06 | 2015-09 |
| Christopher Gray | Rep 2 | 2016-03 | 2016-12 |
| Bo Guan 關博 | Rep 2 | 2013-09 | 2015-06 |
| Ilane-Yonathan Pierre Guez | Rep 2 | 2015-08 | 2016-12 |
| Puneet Gupta | Rep 2 | 2011-05 | 2014-06 |
| Shivam Gupta | Rep 2 | 2007-06 | 2011-04 |
| Stephane Edouard Andre Guy | Rep 2 | 2011-05 | 2012-10 |
| Chia-Lei Han 韓嘉蕾 | Rep 2 | 2010-03 | 2016-12 |
| Rami Gebran Hayek | Rep 2 | 2011-02 | 2012-09 |
| Thomas William Herbert | Rep 2 | 2012-11 | 2016-12 |
| Tsz Leung Ho 何子樑 | Rep 2 | 2003-09 | 2016-12 |
| Christelle Nga Sok Ho-Hio-Hen | Rep 2 | 2010-08 | 2011-09 |
| Philip James Holmewood | Rep 2 | 2010-11 | 2014-03 |
| Alistair Hugo Holroyd | Rep 2 | 2015-11 | 2016-12 |
| Shaw-Shiun Hong 洪紹勛 | Rep 2 | 2004-08 | 2009-04 |
| Shinichiro Horiuchi 堀内伸一郎 | Rep 2 | 2013-07 | 2014-05 |
| Jing (SFC:BDI053) Hu 胡靜 | Rep 2 | 2014-04 | 2016-12 |
| Xisha Hu 胡錫莎 | Rep 2 | 2008-05 | 2008-08 |
| Guoliang Nicholas Huang 黃國凉 | Rep 2 | 2016-06 | 2016-12 |
| Siu Yin Jimmy Hui 許兆賢 | Rep 2 | 2016-08 | 2016-12 |
| Adrien Jacob Israel | Rep 2 | 2013-10 | 2016-05 |
| Woonki Jeon 全沄基 | Rep 2 | 2015-07 | 2016-11 |
| Hendrik Jonker | Rep 2 | 2011-03 | 2011-06 |
| Savio Joseph Pulpel | Rep 2 | 2011-05 | 2016-12 |
Showing 1–100 of 210