Pankaj Jaysing Dhake
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pankaj Jaysing Dhake, a licensed Representative with CE reference BBE972. Currently licensed at 2 firm(s): Morgan Stanley Asia Limited, Morgan Stanley Hong Kong Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 7 — Providing automated trading services. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Providing automated trading services →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-02 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2024-10-02 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2024-10-02 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2024-10-02 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2013-05-20 | 2016-04-16 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2013-05-20 | 2016-04-16 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2013-05-20 | 2016-04-16 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2013-05-20 | 2016-04-16 |