Morgan Stanley Hong Kong Securities Limited

CE No. AAD401 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Morgan Stanley Hong Kong Securities Limited, a Hong Kong-based licensed corporation with CE reference AAD401. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 7 — Providing automated trading services. Current licensed staff on file: 367 (total recorded over time: 1925). Earliest licence on file: 2010-11-30.

More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Providing automated trading services →

Registered address

46/F, International Commerce Centre, 1 Austin Road West, Kowloon

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	present
Type 2 — Dealing in futures contracts	2010-11-30	present
Type 7 — Providing automated trading services	2013-07-23	present

Licensed staff (all-time) (1925)
Active on date

1 Dealing in securities 2 Dealing in futures contracts 7 Providing automated trading services

RO only

Name	Activities	First licensed	To
Bilal Al-Ali	RO 1, 2, 7 Rep 1, 2, 7	2021-07	2023-02
Niall John Almeida	RO 1, 2, 7 Rep 1, 2, 7	2007-09	Present
Mario Letterio Altieri	RO 2 Rep 2	2019-03	2022-10
Murat Atamer 艾莫瑞	RO 1, 2, 7 Rep 1, 2, 7	2019-07	Present
Arthur Thomas Baker	RO 2 Rep 2	2018-01	2025-06
Christopher Edward Beatty	RO 1, 2, 7 Rep 1, 2, 7	2014-07	2019-10
Patrick Clark-Hall Bonifant	RO 2 Rep 2	2014-06	2023-04
Venkatadri Boppana	RO 1, 2, 7 Rep 1, 2, 7	2008-11	Present
Chunan Cao	RO 1, 2, 7 Rep 1, 2, 7	2020-11	Present
Stephen Paul Chamberlain	RO 1 Rep 1	Pre-2003	2005-04
Vincent Yik Chiu Chui 徐亦釗	RO 1, 2, 7	Pre-2003	Present
David Peter Clatworthy	RO 1, 2, 7 Rep 1, 2, 7	2010-04	2025-06
Jonathan Robert Clein	RO 1, 2, 7 Rep 1, 2, 7	2021-04	Present
Gerard James Coughlin	RO 1	Pre-2003	2004-10
Paulo Jorge da Costa Monteiro	RO 1, 2, 7 Rep 2	2018-01	Present
Matthew Henry Donald	RO 1, 2, 7 Rep 1, 2, 7	2005-06	2018-02
Arnaud Eugene Gilbert Droitcourt	RO 1, 2 Rep 1	2006-05	2013-04
Benjamin John Falloon	RO 2 Rep 2	2010-12	2017-03
Robert Scott Field-Marsham	RO 1, 2 Rep 1	2007-07	2013-05
Yann Michel Richard Folloroux	RO 1, 2, 7 Rep 1, 2, 7	2009-01	Present
Francesco Forte	RO 2 Rep 2	2025-05	Present
Duncan John Foster	RO 1, 2, 7 Rep 2	2014-02	Present
Mingxia Fu 傅明俠	RO 1, 2, 7 Rep 2	2010-12	2013-08
Fabrizio Gallo	RO 1 Rep 1	2003-12	2009-09
Scott Allen Gaynor	RO 1, 2 Rep 1	2004-08	2011-05
Stephen Andrew Glynn	RO 2 Rep 2	2010-12	2014-03
Eric Rishi Govind	RO 1, 2, 7 Rep 1, 2, 7	2019-08	2025-04
James Christopher Grafton	RO 1, 2, 7 Rep 1, 2, 7	2008-01	2018-01
Liang Guan 關亮	RO 2 Rep 2	2018-04	Present
Daniel Robert Hegglin	RO 1 Rep 1	2004-08	2009-02
Matthew John Holland	RO 1, 2, 7 Rep 1	2005-08	2014-01
Scott Theodore Honey	RO 1, 2, 7 Rep 1, 2, 7	2015-12	Present
Hon Sum Ip 葉漢森	RO 1, 2, 7 Rep 2	2010-12	2013-12
Xu Jian 見旭	RO 2 Rep 2	2016-11	2023-05
Sam Anthony Kellie-Smith	RO 1 Rep 1, 2	2005-08	2014-11
Gokul Laroia	RO 1, 2, 7	2011-07	Present
Charles Ming Ying Mak 麥銘英	RO 1, 2, 7	2010-02	2014-02
Pierre Etienne Marius Mendelsohn	RO 1, 2, 7 Rep 1, 2	2011-05	2014-06
Ken Tokugawa Merner	RO 2 Rep 2	2019-02	2021-05
Raghav Mittal	RO 1, 2, 7 Rep 1, 2, 7	2010-12	Present
Alok Modi	RO 2 Rep 2	2018-08	2019-08
Antai Peng	RO 1, 2, 7 Rep 1, 2, 7	2006-08	2020-10
Mehdee Reza	RO 1, 2, 7 Rep 1, 2, 7	2010-12	2022-01
Christopher Markus Robertson	RO 1, 2 Rep 1, 2	2011-07	2013-01
Ranodeb Roy	RO 2	2010-11	2011-09
David Andrew Russell	RO 1, 2 Rep 1, 2, 7	2008-08	2018-11
Stanford Tzu Ang Siao 蕭子昂	RO 1	Pre-2003	2004-03
Simon Sims	RO 1, 2, 7 Rep 1, 2, 7	2011-07	Present
Richard Oliver Henry Smerin	RO 1, 2, 7 Rep 1, 2, 7	2009-06	2026-02
Sei Hoe Soh	RO 2	2010-12	2013-02
Khye Hee Tan	RO 2	2010-11	2016-07
Matthew James Totham	RO 1, 2, 7 Rep 1, 2, 7	2009-02	2014-10
Zachary Scott Tuckwell	RO 1, 2, 7 Rep 1, 2, 7	2009-12	2019-12
Daniel Philip Turner	RO 1, 2, 7 Rep 1, 2, 7	2007-05	2015-01
Chris van Aeken	RO 1, 2 Rep 2	2010-07	2012-05
Craig David Christopher Verdon	RO 1, 2, 7 Rep 1, 2, 7	2013-08	2021-02
Benjamin Jonathan James Walker	RO 1, 2, 7 Rep 1, 2, 7	2021-08	Present
Nicholas Peter Wallum	RO 1, 2, 7 Rep 1, 2, 7	2009-11	2019-12
Loke Kiat Wang	RO 2 Rep 2	2010-12	2018-11
Xue (SFC:ARM171) Wang 王雪	RO 2 Rep 2	2019-08	2025-09
Kar Hong Wong 黃家康	RO 1	2004-12	2005-06
Kenneth Kin Wong 黃健	RO 1 Rep 1	2004-06	2005-05
Shui Tong Wong 黃瑞棠	RO 1 Rep 1	Pre-2003	2006-04
Qiong (SFC:APQ268) Wu 吴琼	RO 2 Rep 2	2020-08	2023-10
Ranying Xu 徐冉穎	RO 2 Rep 2	2018-11	Present
Jason Yates	RO 1, 2, 7 Rep 1, 2, 7	2005-06	2020-12
Darren Charles Yip	RO 1, 2, 7 Rep 1, 2, 7	2007-08	2021-06
Justin John Abbiss	Rep 1	2006-02	2010-02
Timothy Mark Abbott	Rep 2	2010-12	2014-07
Angus Alfred McIntyre Aboud	Rep 1, 2, 7	2014-05	Present
Matthew Olajide Adetula	Rep 2	2019-06	2025-02
Kavish Javid Affendi	Rep 2	2010-12	2025-03
Anuja Agarwal	Rep 1	2007-03	2008-11
Arvind Agarwal	Rep 2	2010-12	2014-02
Ashish Agarwal	Rep 2	2013-05	2014-07
Shubham Agarwal	Rep 2	2024-05	2024-06
Mayurh Aggarwal	Rep 2	2011-08	2013-08
Sumit Aggarwal	Rep 1, 2	2010-12	2011-02
Poya Peter Agha-Bozorgi	Rep 1, 2, 7	2021-08	Present
John Edward Cobcroft Agostini	Rep 1, 2	2007-04	2016-07
Rohan Agrawal	Rep 2	2024-06	2024-06
Abda Ahmad	Rep 2	2011-05	2012-05
Jung Hyeon Ahn	Rep 2	2016-08	Present
Andreas Alois Aigner	Rep 1, 2	2006-04	2013-01
Daisuke Aikawa	Rep 2	2012-07	2016-01
David Nicholas Ainsworth	Rep 1	Pre-2003	2008-05
Youssef Ajdir	Rep 1, 2, 7	2012-05	Present
Aizaz Akhtar	Rep 2	2010-12	2014-04
Satera Akie	Rep 2	2019-07	2019-09
Othman Alaoui 安識綸	Rep 2	2024-11	Present
Daniel Alavei	Rep 2	2025-01	2025-01
Eric Olivier Alby	Rep 1, 2	2008-03	2019-05
Hugh Breinig Alexander	Rep 2	2016-08	2018-01
Anthony Douglas Allen	Rep 1, 2	2009-06	2013-07
Jason Lee Ambrose	Rep 1, 2	2006-08	2012-07
Yeon Kyung An 安延卿	Rep 1, 2, 7	2017-08	2022-08
Benjamin Alexander Andujar	Rep 1, 2, 7	2021-09	Present
King Lun Ang 洪庆伦	Rep 2	2018-08	2022-09
Mohammed Zuned Apabhai	Rep 1	2006-09	2008-11
Alessandro Arcuri	Rep 2	2017-08	2022-06