Fabrizio Gallo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fabrizio Gallo ( ), a licensed former licensee with CE reference AJI533. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2016-08-08 | 2016-08-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2016-08-08 | 2016-08-23 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2016-08-08 | 2016-08-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-31 | 2009-09-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2005-10-31 | 2009-09-02 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2005-10-31 | 2009-09-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2005-10-31 | 2009-09-02 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2005-10-31 | 2009-09-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2004-07-16 | 2005-10-31 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 1 — Dealing in securities | 2004-07-16 | 2005-10-31 |
| Morgan Stanley Hong Kong Futures Limited | RO | Type 2 — Dealing in futures contracts | 2004-07-16 | 2005-10-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 7 — Providing automated trading services | 2004-07-16 | 2005-10-31 |
| Morgan Stanley Hong Kong Futures Limited | RO | Type 7 — Providing automated trading services | 2004-07-16 | 2005-10-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-19 | 2004-07-16 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2003-12-19 | 2004-07-16 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2003-12-19 | 2004-07-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-12-19 | 2004-07-16 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2003-12-19 | 2004-07-16 |