Morgan Stanley Asia Limited

摩根士丹利亞洲有限公司
CE No. AAD291 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Morgan Stanley Asia Limited (摩根士丹利亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AAD291. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 5 — Advising on futures contracts; 6 — Advising on corporate finance; 9 — Asset management. Current licensed staff on file: 921 (total recorded over time: 5939). Earliest licence on file: 2006-04-07.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Advising on corporate finance →More firms doing Asset management →

Registered address

46/F, International Commerce Centre, 1 Austin Road West, Kowloon

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 4 — Advising on securities present present
Type 5 — Advising on futures contracts 2006-04-07 present
Type 6 — Advising on corporate finance present present
Type 9 — Asset management 2007-09-27 present
Type 7 — Providing automated trading services present 2013-09-05

Licensed staff (all-time) (5939)
Active on date

Name Activities First licensed To
Alex Abagian RO 1, 6 Rep 1, 6 2005-02 2022-12
Bilal Al-Ali RO 1 Rep 1, 4, 5 2021-07 2023-02
Alexandria Jeanette Albers RO 1, 4, 6, 7 Rep 1, 4, 6, 7 Pre-2003 2008-12
Niall John Almeida RO 1, 4 Rep 1, 4, 5, 7 2007-09 Present
Mario Letterio Altieri RO 1 Rep 1 2019-03 2022-10
Magnus Carl Gustav Andersson RO 1, 6 Rep 1, 6 2019-01 2023-02
Anthony William Archer RO 1, 9 Rep 1 2005-07 2009-05
David Bradly Aronovitch RO 1, 6 Rep 1, 6 2006-11 Present
Murat Atamer 艾莫瑞 RO 1, 4, 5 Rep 1 2019-07 Present
Arthur Thomas Baker RO 1 Rep 1 2018-01 2025-06
Kurt Alexander Baker 白光磊 RO 1 Rep 1, 4, 6, 7 Pre-2003 2008-11
Geoffrey Ian Baram 白恩榮 RO 1, 6 Rep 1, 6 2010-08 2018-06
Christopher Edward Beatty RO 1, 4, 5 Rep 1, 4, 5 2014-07 2019-10
Julien J.A.M.G. Begasse de Dhaem RO 1, 6 Rep 1, 6 2004-04 2024-07
Michael Joseph Berchtold RO 1, 4, 6, 7 Pre-2003 2006-12
Gautam Bhandari RO 1 Rep 1, 9 2011-08 2012-12
Patrick Clark-Hall Bonifant RO 1 Rep 1 2014-06 2023-04
Venkatadri Boppana RO 1, 4, 5 Rep 1, 4, 5, 7 2008-11 Present
Chunan Cao RO 1 Rep 1 2020-11 Present
Stephen Paul Chamberlain RO 1, 4, 6, 7 Rep 1, 7 Pre-2003 2005-04
Yick Wai Albert Chang 張亦衛 RO 6 Rep 1, 6 2010-07 2013-12
Daniel John Chapman RO 1, 6 Rep 1, 6 2021-09 Present
Ren Chen 陳仁 RO 1, 6 Rep 1, 6 2010-01 2023-11
James Kuang Kuo Cheng 鄭光國 RO 1, 9 Rep 1, 4, 9 2006-10 2013-01
Mille Kong Miu Cheng 程亢苗 RO 1, 6 Rep 1, 4, 6, 7 Pre-2003 Present
Chi Ming (SFC:BLK546) Cheung 張志明 RO 1, 6 Rep 1, 6 2017-12 Present
Hsuan-Chin Chou 周玄沁 RO 1, 4, 9 Rep 1, 4, 6, 7, 9 Pre-2003 2024-12
Wei Sun Christianson 孫瑋 RO 1, 4, 5, 6, 7, 9 Rep 1, 4, 5, 6, 9 2006-05 2025-06
Vincent Yik Chiu Chui 徐亦釗 RO 1, 4, 5, 7 Rep 1, 7 Pre-2003 Present
David Peter Clatworthy RO 1, 7 Rep 1, 7 2010-04 2025-06
Jonathan Robert Clein RO 1, 4, 5 Rep 1, 4, 5 2021-04 Present
Todd Coltman RO 1, 4, 9 Rep 1, 4, 9 2017-12 Present
Emil Paul Costa RO 1 2010-09 2016-01
Gerard James Coughlin RO 1, 7 Pre-2003 2004-10
Paulo Jorge da Costa Monteiro RO 1 Rep 1 2017-09 Present
Maria Inmaculada Diaz Garcia RO 1 Rep 1, 6 2008-02 2025-01
Saurabh Dinakar RO 1, 6 Rep 1, 6 2010-07 Present
Yibing Ding 丁一賓 RO 1, 6 Rep 1, 6 2008-01 2010-09
Matthew Henry Donald RO 1, 5, 7 Rep 1, 4, 6, 7 Pre-2003 2018-02
Arnaud Eugene Gilbert Droitcourt RO 1, 7 Rep 1, 7 2006-05 2013-04
Benjamin John Falloon RO 1 Rep 1, 7 2008-09 2017-03
Jingyi Fan 樊婧懿 RO 1, 6 Rep 1, 6 2013-08 2024-05
Robert Scott Field-Marsham RO 1, 4, 5, 7 Rep 1, 7 2007-07 2013-05
Yann Michel Richard Folloroux RO 1 Rep 1, 7 2007-08 Present
Francesco Forte RO 1 Rep 1 2025-05 Present
Duncan John Foster RO 1 Rep 1 2014-02 Present
Jonathan Jensen Fouts RO 1, 4, 6, 7 Rep 1, 6 Pre-2003 2007-11
Mingxia Fu 傅明俠 RO 1, 7, 9 Rep 1, 4, 6, 7, 9 Pre-2003 2013-08
Pamela Candice Fung 馮家欣 RO 1, 4, 9 Rep 1, 4, 9 2012-06 Present
Fabrizio Gallo RO 1, 7 Rep 1, 7 2003-12 2009-09
Scott Allen Gaynor RO 1, 7 Rep 1, 7 2004-08 2011-05
Matthew David Ginsburg RO 1, 6 Rep 1, 4, 6, 7 Pre-2003 2009-09
Stephen Andrew Glynn RO 1 Rep 1, 7 2009-02 2014-03
Eric Rishi Govind RO 1 Rep 1 2019-08 2025-04
James Christopher Grafton RO 1 Rep 1, 7 2008-01 2018-01
William Jeffrey Greene Jr RO 1, 4, 5 Rep 1, 4 2010-03 2023-04
Liang Guan 關亮 RO 1 Rep 1 2018-04 Present
Daniel Robert Hegglin RO 1, 5, 7 Rep 1, 7 2004-08 2009-02
Kristian Ness-Hansen Heugh RO 1, 9 Rep 1, 9 2009-04 2021-06
Matthew John Holland RO 1, 7 Rep 1, 7 2005-08 2014-01
Scott Theodore Honey RO 1, 4, 5 Rep 1 2015-12 Present
David Hoyer 姚捷 RO 1, 6 Rep 1, 6 2015-08 Present
Chai Tong Hsu 許擇湯 RO 1, 6 Rep 1, 6 2007-05 Present
Min (SFC:BFZ189) Huang 黃敏 RO 1, 4 Rep 1, 4 2024-04 Present
Yingte Huang 黃瀛德 RO 1, 6 Rep 1, 6 2014-10 Present
Hon Sum Ip 葉漢森 RO 1, 7, 9 Rep 1, 4, 6, 7, 9 Pre-2003 2013-12
Thomas Crawford Jamieson RO 1, 6 Rep 1, 4, 6, 7 Pre-2003 2019-05
Xu Jian 見旭 RO 1 Rep 1 2016-11 2023-05
Frank Jin 金一鶴 RO 1, 6 Rep 1, 6 2015-08 2025-04
Yu San Kan 靳羽珊 RO 1 Rep 1, 4, 6, 7 Pre-2003 2007-06
Kai (SFC:AYO807) Kang 康愷 RO 1, 6 Rep 1, 6 2017-09 2024-04
Deven Arvind Karnik RO 1 Rep 1, 9 2009-05 2013-03
Sam Anthony Kellie-Smith RO 1, 5, 7 Rep 1, 5, 7 2005-08 2014-11
Terence Francois Keyes RO 1, 6 Rep 1, 4, 6, 7 Pre-2003 Present
Samuel Sangbum Kim RO 1, 6 Rep 1, 4, 6, 7 Pre-2003 2023-07
Edward Kai King 金愷 RO 1, 6 Rep 1, 4, 6, 7 Pre-2003 2010-06
Xuan Kong 孔萱 RO 1, 6 Rep 1, 6 2010-04 2023-03
Jahkyoon Koo RO 1 Rep 1, 7 2010-06 2018-02
Clarence Bryant Kwok 郭裕康 RO 1, 6 Rep 1, 6 2011-08 2023-09
Alain Sai Wai Lam 林世偉 RO 1, 6 Rep 1, 6 2006-08 2016-01
Gokul Laroia RO 1, 4, 5, 6, 7, 9 Rep 1, 4, 6, 7 Pre-2003 Present
David Tat Wai Lau 劉達維 RO 1, 6 Rep 1, 6 2011-09 2026-03
Kwok Tai Law 羅國泰 RO 1, 6 Rep 1, 6 2018-09 2023-05
Sandra Yuen Man Lee 李婉雯 RO 1, 9 Rep 1, 9 2009-05 2010-09
Chong Leong 梁翔 RO 1, 6 Rep 1, 4, 6, 7 Pre-2003 2015-09
Hiu Yi Leung 梁曉怡 RO 1, 6 Rep 1, 6 2021-11 Present
Michael Levin RO 1, 4, 9 Rep 1, 4, 9 2023-07 Present
Meng (SFC:AMH702) Li 李萌 RO 1, 4 Rep 1, 4, 6, 9 2005-09 Present
Xi (SFC:ASU033) Li 李曦 RO 1, 6 Rep 1, 6 2017-07 Present
Che Ning Liu 劉哲寧 RO 1, 6 Rep 1, 4, 6, 7 Pre-2003 2009-10
Jialin (SFC:ACP600) Liu 劉嘉凌 RO 1 Rep 1, 4, 6, 7 Pre-2003 2007-12
Charles Ming Ying Mak 麥銘英 RO 1, 7, 9 Rep 1, 4, 6, 7 Pre-2003 2019-12
Pierre Etienne Marius Mendelsohn RO 1, 4, 5, 7 Rep 1, 4, 5, 7 2011-05 2014-06
Ken Tokugawa Merner RO 1 Rep 1 2017-12 2021-05
Raghav Mittal RO 1 Rep 1, 7 2009-11 Present
Alok Modi RO 1 Rep 1 2018-08 2019-08
Allister George Morrison RO 1, 4, 6, 7 Pre-2003 2007-04
John Braden Myers RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2012-01
Ling Wei Ong 王凌偉 RO 1, 4, 9 Rep 1, 4, 9 2006-06 2026-04
Daniel Garvey Palmer RO 1, 6 Rep 1, 4, 6, 7 Pre-2003 2004-09
Showing 1–100 of 5939

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