Maria Inmaculada Diaz Garcia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maria Inmaculada Diaz Garcia ( ), a licensed former licensee with CE reference AQN975. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2012-11-05 | 2025-01-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-22 | 2012-11-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-22 | 2008-09-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-02-22 | 2008-09-22 |