Sandra Yuen Man Lee
李婉雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandra Yuen Man Lee (李婉雯), a licensed former licensee with CE reference ABV188. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-06-21 | 2012-08-02 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-07-15 | 2012-08-02 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 4 — Advising on securities | 2011-07-15 | 2012-08-02 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 9 — Asset management | 2011-07-15 | 2012-08-02 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-15 | 2011-07-15 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-15 | 2011-07-15 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2010-11-15 | 2011-07-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 9 — Asset management | 2010-05-03 | 2010-09-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-03-26 | 2010-09-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-08 | 2010-03-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2009-05-08 | 2010-05-03 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-01-16 | 2009-04-24 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-14 | 2006-01-16 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2004-05-11 | 2005-11-30 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2004-05-11 | 2004-08-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2004-05-11 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2004-05-11 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2004-05-07 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-05-07 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-05-07 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-05-07 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-05-07 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | present | 2005-11-30 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 — Advising on securities | present | 2005-11-30 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | present | 2005-11-30 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 — Asset management | present | 2005-11-30 |