BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BlackRock (Hong Kong) Limited (貝萊德(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAF210. Current licensed staff on file: 0 (total recorded over time: 459).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2015-05-15 |
| Type 4 — Advising on securities | present | 2015-05-15 |
| Type 6 — Advising on corporate finance | present | 2004-12-23 |
| Type 9 — Asset management | present | 2015-05-15 |
Licensed staff (all-time) (459)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Rohit Bhagat | RO 1, 4 | 2010-11 | 2011-09 |
| Katherine Marn Kay Cheung 章曼琪 | RO 1, 4, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2012-04 |
| Marc Bovell Paul Desmidt | RO 1, 4, 9 Rep 1, 9 | 2009-09 | 2014-12 |
| Laurence Douglas Fink | RO 4, 9 Rep 4, 9 | 2006-09 | 2007-10 |
| Peter Ryerson Fisher | RO 4, 9 Rep 4, 9 | 2006-09 | 2007-10 |
| Simon Richard Flood | RO 1, 4, 9 Rep 1, 4, 9 | 2004-10 | 2006-08 |
| Seiichi Fukuyama | RO 1, 4, 6, 9 Rep 1, 4, 9 | Pre-2003 | 2009-03 |
| Nicholas Michael Whateley Good | RO 1 | 2010-05 | 2014-01 |
| Kevin Shane Lee Hardy | RO 1, 4, 9 Rep 1, 4, 9 | 2012-10 | 2014-12 |
| Agnes Yuen Yee Ho 何婉兒 | RO 1, 4, 9 Rep 1, 4, 9 | 2004-05 | 2005-08 |
| Robert Steven Kapito | RO 4, 9 Rep 4, 9 | 2006-09 | 2007-10 |
| Sam Yong Sang Kim | RO 1 Rep 1, 4, 9 | 2012-08 | 2014-12 |
| Wai Sun Koo 古偉新 | RO 1, 4, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2011-12 |
| John Richard Kushel | RO 4, 9 Rep 4, 9 | 2006-09 | 2007-10 |
| Sandra Yuen Man Lee 李婉雯 | RO 1 Rep 1 | 2010-11 | 2012-08 |
| Shirley Jane Leung | RO 1 | 2010-04 | 2014-12 |
| Mark Seumas McCombe | RO 1 | 2012-01 | 2014-12 |
| David Hoantee Peng 彭宏逖 | RO 4, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2010-02 |
| Shih-Wei Peng | RO 1, 4 Rep 1, 4 | 2007-10 | 2011-04 |
| Winnie Wing Nin Pun 潘詠年 | RO 1, 4, 9 | 2006-09 | 2014-12 |
| Ralph Lewis Schlosstein | RO 4, 9 Rep 4, 9 | 2006-09 | 2007-10 |
| Nicholas Peter Scott | RO 1, 4, 9 Rep 1, 4, 9 | 2007-01 | 2011-08 |
| Andrew Warren Swan | RO 1, 4, 9 Rep 1, 4, 9 | 2011-08 | 2014-12 |
| Peter William Swarbreck | RO 1, 4, 9 | 2007-02 | 2013-01 |
| Hsiang Sheng Wang 王翔昇 | RO 1, 4, 9 Rep 4, 9 | 2004-03 | 2012-09 |
| Agnes Yuk Ping Wong Lee 黃李玉平 | RO 1, 4, 6, 9 | Pre-2003 | 2006-01 |
| Christopher Richard Adams | Rep 1, 4, 9 | 2008-08 | 2011-09 |
| Vishal Agarwal | Rep 1, 4 | 2011-07 | 2014-12 |
| Poppy Allonby | Rep 1, 4 | 2011-03 | 2012-10 |
| Faridah Amir | Rep 1, 4, 9 | 2014-05 | 2014-12 |
| Yoshihiko Aoyama | Rep 1 | 2012-07 | 2014-12 |
| Nicola Clare Armstrong | Rep 1 | 2010-02 | 2012-08 |
| Richard Binford Arney | Rep 1, 4 | 2011-10 | 2011-11 |
| Karen Kar Man Au 歐嘉汶 | Rep 1, 4 | 2006-08 | 2006-11 |
| Murali Balaraman | Rep 1, 4 | 2014-01 | 2014-01 |
| Edward Soo Jong Bang | Rep 1, 4, 9 | 2014-10 | 2014-12 |
| Catherine Yung-Wen Barker 胡榮文 | Rep 1 | 2010-02 | 2010-09 |
| Robin James Hill Batchelor | Rep 1, 4 | 2008-05 | 2014-05 |
| Prudence Ann Bennett | Rep 1, 4, 9 | 2014-03 | 2014-10 |
| Lee Earl Beswick | Rep 1, 4, 9 | 2006-12 | 2011-02 |
| Ernesto Bettoni Traube | Rep 1, 4 | 2012-09 | 2013-12 |
| Puja Ramesh Bharwani 巴灣尼 | Rep 1, 4, 9 | 2014-05 | 2014-12 |
| Craig Shafer Blessing | Rep 1, 4 | 2011-11 | 2014-05 |
| Nigel Richard Bolton | Rep 1, 4 | 2012-04 | 2013-10 |
| Alain Jacques Benoit Bourrier | Rep 1, 4 | 2008-09 | 2008-10 |
| Mark Joseph Brady | Rep 1 | 2010-03 | 2014-12 |
| Simon Geoffrey Brailey | Rep 1 | 2010-05 | 2013-08 |
| Philip Michael Brides | Rep 1, 4 | 2013-03 | 2013-05 |
| Samuel Colin James Brindley | Rep 1, 4 | 2014-09 | 2014-09 |
| David John Buerge | Rep 1, 4, 9 | 2014-11 | 2014-12 |
| Benjamin Gordon Burns | Rep 1 | 2014-09 | 2014-12 |
| Marshall James Butler | Rep 1 | 2010-04 | 2011-12 |
| Jing (SFC:AXO945) Cai 蔡璟 | Rep 1 | 2011-07 | 2011-12 |
| Yu Cai 蔡玉 | Rep 1, 4, 9 | 2012-10 | 2014-12 |
| Bryan Kenneth Cameron | Rep 1, 4, 9 | 2013-02 | 2014-11 |
| Jingmu Cao 曹靖牧 | Rep 1 | 2012-01 | 2012-08 |
| Rowena Tan Carreon | Rep 1, 4, 9 | 2011-08 | 2014-12 |
| Joseph Roland Cavatoni | Rep 1 | 2010-01 | 2012-02 |
| Ilyas Chabane | Rep 1, 4, 9 | 2013-07 | 2014-12 |
| Sui Lun Cham 湛萃倫 | Rep 1 | 2008-03 | 2011-12 |
| Dan Charles Chamby | Rep 1, 4 | 2012-10 | 2014-10 |
| Albert Wing Wai Chan 陳永威 | Rep 1, 4, 9 | 2004-06 | 2005-03 |
| Alexander Kin Yung Chan 陳健勇 | Rep 1, 9 | 2011-04 | 2014-12 |
| Anthony Chan 陳團團 | Rep 1 | 2010-02 | 2013-06 |
| Bonnie Chiao Nien Chan 陳翹寧 | Rep 1, 4, 9 | 2007-03 | 2011-12 |
| Chi Man (SFC:AVA790) Chan 陳志雯 | Rep 1, 4, 9 | 2010-04 | 2014-02 |
| Chun Kit (SFC:AFY913) Chan 陳俊傑 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-06 |
| Chun Yip (SFC:AFZ392) Chan 陳俊業 | Rep 1, 4, 9 | 2004-06 | 2011-04 |
| Clarence Choon Wei Chan | Rep 1 | 2010-09 | 2013-11 |
| Edith Ka Wai Chan 陳嘉慧 | Rep 1, 4, 9 | 2006-09 | 2007-05 |
| Elaine Yee Lin Chan 陳漪漣 | Rep 1, 4 | 2006-08 | 2008-05 |
| Henry Chan 陳迪生 | Rep 1, 4, 9 | 2013-07 | 2014-12 |
| Hiu Yan Chan 陳曉茵 | Rep 1, 4, 9 | 2014-08 | 2014-12 |
| Hoi Ling Chan 陳凱玲 | Rep 1, 4, 9 | 2006-09 | 2007-08 |
| Kin Wai (SFC:AVD399) Chan 陳健威 | Rep 1, 4, 9 | 2010-05 | 2013-06 |
| Susan Wai-Lan Chan 陳蕙蘭 | Rep 1, 4, 9 | 2013-07 | 2014-12 |
| Tsz Kwan Chan 陳芷筠 | Rep 1, 9 | 2010-11 | 2014-12 |
| Wai Suen Chan 陳偉煊 | Rep 1, 4, 9 | 2014-09 | 2014-12 |
| Wei See Chan 陳瑋思 | Rep 1, 4, 9 | 2008-10 | 2014-12 |
| Wing Hei (SFC:BAB043) Chan 陳永熙 | Rep 1, 4, 9 | 2012-08 | 2014-12 |
| Yu Kit Chan 陳宇傑 | Rep 1 | 2008-03 | 2008-11 |
| Yuk King Chan 陳玉琼 | Rep 1, 4, 6, 9 | Pre-2003 | 2008-06 |
| Lin Yun Chang 張凌雲 | Rep 1, 4, 9 | 2012-11 | 2013-11 |
| Shun Po Chang 張舜博 | Rep 1, 4, 9 | 2014-10 | 2014-12 |
| Yu-Fen Chang | Rep 1, 4 | 2011-09 | 2012-01 |
| Ching Ha Chau 周靜霞 | Rep 1 | 2010-08 | 2014-12 |
| Christopher Tu Hsin Chen 陳篤信 | Rep 1, 4, 9 | 2014-11 | 2014-12 |
| Huilin Chen 陳輝林 | Rep 1 | 2010-03 | 2011-02 |
| Walter Ka Yip Chen 陳嘉業 | Rep 1, 4, 9 | 2012-11 | 2014-12 |
| Yi-Chun Lisa Chen 陳怡君 | Rep 1 | 2012-04 | 2014-05 |
| Clarice Bonita Cheung 張岸澄 | Rep 1, 4, 9 | 2011-06 | 2014-03 |
| Desmond Ka Chun Cheung 張嘉駿 | Rep 1, 4, 9 | 2009-08 | 2014-05 |
| Man Ching Cheung 張文靜 | Rep 1, 4 | 2006-07 | 2007-08 |
| Siu Man (SFC:AED162) Cheung 張小雯 | Rep 1, 4, 9 | 2014-03 | 2014-12 |
| Trista Sau Lam Cheung 張秀琳 | Rep 1, 4, 9 | 2014-03 | 2014-12 |
| Vincent Chee Him Cheung 張子謙 | Rep 1, 9 | 2011-02 | 2014-12 |
| Winnie Wing Kei Cheung 張詠琪 | Rep 1, 4, 9 | 2003-11 | 2010-10 |
| Yuen Ting Evelyn Cheung 張婉婷 | Rep 1, 4 | 2007-09 | 2009-05 |
| Christa Chi 齊薇 | Rep 1, 4, 9 | 2012-08 | 2013-05 |
| Sui Ki Ching 程瑞琪 | Rep 1 | 2006-04 | 2011-01 |
Showing 1–100 of 459