Kevin Shane Lee Hardy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Shane Lee Hardy ( ), a licensed former licensee with CE reference ART547. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-22 | 2018-02-28 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-22 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-01-22 | 2018-02-28 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 4 — Advising on securities | 2013-01-22 | 2018-02-28 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-01-22 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 9 — Asset management | 2013-01-22 | 2018-02-28 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 9 — Asset management | 2013-01-22 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-08 | 2013-01-22 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-08 | 2013-01-22 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-08 | 2013-01-22 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-08 | 2013-01-22 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-10-08 | 2013-01-22 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2012-10-08 | 2013-01-22 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 2 — Dealing in futures contracts | 2011-11-02 | 2012-09-28 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 9 — Asset management | 2011-09-05 | 2012-09-28 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 1 — Dealing in securities | 2009-01-29 | 2012-09-28 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2008-10-27 | 2009-01-29 |