Nicholas Michael Whateley Good
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Michael Whateley Good ( ), a licensed former licensee with CE reference AQD144. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-21 | 2014-01-30 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-05-20 | 2014-01-30 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 4 — Advising on securities | 2009-11-27 | 2014-01-30 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-11-27 | 2014-01-30 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 9 — Asset management | 2009-11-27 | 2014-01-30 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-18 | 2008-03-17 |