Marshall James Butler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marshall James Butler ( ), a licensed former licensee with CE reference AUC432. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-01 | 2011-12-23 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2010-04-01 | 2011-12-23 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-20 | 2011-12-23 |